Donald S. Henderson

HENDERSON CAPITAL & WEALTH MANAGEMENT

Brownsville, TX 78520

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CRD#: 4065922

Professional summary

Donald Stephen Henderson is a registered financial advisor currently at HENDERSON CAPITAL & WEALTH MANAGEMENT, LLC located in Brownsville, Texas.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Donald has worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Stephen Henderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2007 - Present

HENDERSON CAPITAL & WEALTH MANAGEMENT, LLC

Office #1: 2108 Central Blvd, Brownsville, TX 78520

RIA

CRD#: 144035

Brownsville, TX

Past

November 12, 2003 - August 15, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

BROWNSVILLE, TX

Past

January 17, 2000 - August 15, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

BROWNSVILLE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/9/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/11/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/21/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/14/2000

General Securities Representative Examination

Current Firm

HENDERSON CAPITAL & WEALTH MANAGEMENT, LLC

GUAJARDO CAPITAL MANAGEMENT, LLC | HENDERSON CAPITAL MANAGEMENT LLC | HENDERSON CAPITAL & WEALTH MANAGEMENT, LLC

CRD#: 144035 / SEC#:

Texas

Registered Investment Advisory firm - (8/9/2007 Approved)

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Contact information

Main Address

2108 Central Blvd, Brownsville, TX 78520

Mailing Address

Phone number

(956) 455-7601

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	239
AUM (Assets Under Management)	$ 26,586,753

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald S. Henderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Stephen Henderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

HENDERSON CAPITAL & WEALTH MANAGEMENT, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/11/2003

Series 63

Date: 1/21/2000

Series 7

Date: 1/14/2000

Current Firm

HENDERSON CAPITAL & WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HENDERSON CAPITAL & WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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