Jonathan E. Desrocher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Eric Desrocher, who also goes by Jonathan Eric Desrocher Mr., was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1999. Jonathan had worked at 1 firm and has passed the Series 65, Series 63, Series 55, Series 7, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 1999 - July 16, 2013
CARNES CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/21/1999
Limited Representative-Equity Trader ExamCurrent Firm
CARNES CAPITAL CORPORATION
CRD#: 16187 / SEC#: , 8-33443
Contact information
FINRA licenses (47 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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