Mark A. Ramunno

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS

BOSTON, MA 02114

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CRD#: 4065206

Professional summary

Mark Alan Ramunno, CFP® is a registered financial professional currently at STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC located in Boston, Massachusetts.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Alan Ramunno's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 17, 2015 - Present

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

Office #1: One Congress Street, Boston, MA 02114

CRD#: 30107

BOSTON, MA

Past

August 10, 2015 - August 25, 2015

INSPEREX LLC

CRD#: 101420

DELRAY BEACH, FL

Past

August 10, 2015 - August 25, 2015

INCAPITAL DISTRIBUTORS LLC

CRD#: 156622

DELRAY BEACH, FL

Past

April 1, 2013 - December 18, 2013

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

March 28, 2012 - December 17, 2013

STADION MONEY MANAGEMENT, LLC

RIA

CRD#: 112608

WATKINSVILLE, GA

Past

March 19, 2010 - March 8, 2012

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

CLEVELAND, OH

Past

July 1, 2009 - April 1, 2013

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Past

November 30, 2006 - April 27, 2009

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

RIA

CRD#: 2682

CLEVELAND, OH

Past

January 31, 2006 - April 27, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

August 19, 2003 - January 4, 2006

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

December 4, 2000 - December 17, 2001

AMERICAN UNITED LIFE INSURANCE COMPANY

CRD#: 1075

INDIANAPOLIS, IN

Past

December 4, 2000 - November 26, 2002

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

November 17, 1999 - October 16, 2000

ONE ORCHARD EQUITIES, INC.

CRD#: 42124

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/17/2015)

Alaska
(9/17/2015)

Arizona
(9/17/2015)

Arkansas
(9/17/2015)

California
(9/17/2015)

Colorado
(9/17/2015)

Connecticut
(9/17/2015)

Delaware
(9/17/2015)

District of Columbia
(9/17/2015)

Florida
(9/17/2015)

Georgia
(9/17/2015)

Hawaii
(9/17/2015)

Idaho
(9/17/2015)

Illinois
(9/17/2015)

Indiana
(9/17/2015)

Iowa
(9/17/2015)

Kansas
(9/17/2015)

Kentucky
(9/17/2015)

Louisiana
(9/17/2015)

Maine
(9/17/2015)

Maryland
(9/17/2015)

Massachusetts
(9/17/2015)

Michigan
(9/17/2015)

Minnesota
(9/17/2015)

Mississippi
(9/17/2015)

Missouri
(9/17/2015)

Montana
(9/17/2015)

Nebraska
(9/17/2015)

Nevada
(9/17/2015)

New Hampshire
(9/17/2015)

New Jersey
(9/17/2015)

New Mexico
(9/17/2015)

New York
(9/17/2015)

North Carolina
(9/17/2015)

North Dakota
(9/17/2015)

Ohio
(9/17/2015)

Oklahoma
(9/17/2015)

Oregon
(9/17/2015)

Pennsylvania
(9/17/2015)

Puerto Rico
(9/17/2015)

Rhode Island
(9/17/2015)

South Carolina
(9/17/2015)

South Dakota
(9/17/2015)

Tennessee
(9/17/2015)

Texas
(9/17/2015)

Utah
(9/17/2015)

Vermont
(9/17/2015)

Virginia
(9/17/2015)

Washington
(9/17/2015)

West Virginia
(9/17/2015)

Wisconsin
(9/17/2015)

Wyoming
(9/17/2015)

Exams

State Security Law Exam

Series 63

Date: 3/9/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/3/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/3/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/16/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

STATE STREET BROKERAGE SERVICES, INC. | STATE STREET GLOBAL MARKETS, LLC | STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC | STATE STREET CAPITAL MARKETS, LLC

CRD#: 30107 / SEC#: , 8-44744

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Congress Street, Boston, MA 02114

Mailing Address

One Congress Street, Boston, MA 02114

Phone number

(617) 664-3619

Established

Delaware since 03/01/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
STATE STREET GLOBAL ADVISORS, INC.	PARENT CORPORATION
ALBERICI, MARK F	DIRECTOR	3223458
AMOA, APEAWUSU K	DIRECTOR	7711546
BONDS MAZZA, ALLISON HATHHORN	PRESIDENT AND DIRECTOR	4439495
CORBETT, TIMOTHY PAUL	DIRECTOR
FERRARELLI, JAMES	DIRECTOR	6961735
LAPORTA, JEANNE MARIE	DIRECTOR & CHAIRWOMAN	5946908
TENORIO, EDITHA V	CHIEF FINANCIAL OFFICER	6755490
TRABUCCO, MARK RUSSELL	CHIEF COMPLIANCE OFFICER	4856280
TUCKER, JOHN A	DIRECTOR	7000761

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Ramunno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Alan Ramunno's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSPEREX LLC

INCAPITAL DISTRIBUTORS LLC

ALPS DISTRIBUTORS, INC.

STADION MONEY MANAGEMENT, LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

MML INVESTORS SERVICES, LLC

THE O.N. EQUITY SALES COMPANY

AMERICAN UNITED LIFE INSURANCE COMPANY

ONEAMERICA SECURITIES, INC.

ONE ORCHARD EQUITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/9/2006

Series 65

Date: 3/3/2006

SIE

Date: 10/1/2018

Series 7

Date: 7/3/2015

Series 6

Date: 11/16/1999

FINRA

Current Firm

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

TRUST BUT VERIFY

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