KW
Kevin S. Whiteford
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
SOUTH HAVEN, MI 49090
Some features on this profile are disabled
CRD#: 4065074
KW
Professional summary
Kevin Scott Whiteford is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in South Haven, Michigan and CAMBRIDGE INVESTMENT RESEARCH, INC. located in South Haven, Michigan.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kevin has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KEVIN S WHITEFORD, 404 BROADWAY ST, SOUTH HAVEN, MI, 01/2009, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HR/MO, 10 HR/MO TRADING. 2) WHITEFORD PROPERTIES, INC, 404 BROADWAY ST, SOUTH HAVEN, MI 12/2002, PRESIDENT/TREASURER OF RENTAL PROPERTY, NIR, 5 HR/MO, 5 HR/MO TRADING. 3) WHITEFORD TAX & FINANCIAL SERVICES, LTD, 404 BROADWAY ST, SOUTH HAVEN, MI, 11/1997, PRESIDENT/TREASURER, TAX PREP, NIR, 100 HR/MO, 100 HR/MO TRADING. 4) WHITEFORD WEALTH MANAGEMENT INC, 404 BROADWAY ST, SOUTH HAVEN, MI, 10/1999, Agent, Board Member/Officer/Director/Committee Member/Board Trustee, INV REL, 120 HR/MO, 120 HR/MO TRADING. 5) MICHIGAN REPUBLICAN PARTY, 520 SEYMOUR AVE, LANSING, MI, 08/01/2018, EXECUTIVE COMMITTEE MEMBER FOR VARIOUS COUNTIES, Government, NIR, 2 HR/MO, 0 HR/MO TRADING. 6) GREAT LAKES FUTURE SOLUTIONS INC, 404 BROADWAY ST, SOUTH HAVEN, MI, 04/2018, BOARD MEMBER/PRESIDENT, NIR, 1 HR/MO, 0 HR/MO TRADING. 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2009, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 8) CTE KEVIN WHITEFORD, 404 BROADWAY STREET, SOUTH HAVEN, MI, 01/2022, STATE HOUSE REPRESENTATIVE CANDIDATE, NIR, 60 HR/MO, 20 HR/MO TRADING. 9) CTE KEVIN WHITEFORD, 404 BROADWAY STREET, SOUTH HAVEN, MI, 01/2022, ELECTED STATE REPRESENTATIVE, NIR, 40 HR/MO, 5 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Scott Whiteford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 404 Broadway Street, South Haven, MI 49090RIA
CRD#: 134139
SOUTH HAVEN, MI
Current
January 16, 2009 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 404 Broadway Street, South Haven, MI 49090BD
CRD#: 39543
South Haven, MI
Past
October 31, 2008 - January 16, 2009
OSAIC SERVICES, INC.
RIA
CRD#: 133763
FRANKFORT, IL
Past
October 31, 2008 - January 16, 2009
OSAIC SERVICES, INC.
BD
CRD#: 133763
FRANKFORT, IL
Past
October 12, 2006 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
RIA
CRD#: 13626
FRANKFORT, IL
Past
October 1, 2002 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
FRANKFORT, IL
Past
February 5, 2001 - November 8, 2004
FINANCIAL NETWORK SOLUTIONS, INC.
RIA
CRD#: 123639
MOKENA, IL
Past
December 22, 2000 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Past
December 7, 1999 - December 4, 2000
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SCHAUMBURG, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/16/2009)
RR
California(1/16/2009)
RR
Colorado(4/6/2015)
RR
Florida(1/2/2015)
RR
Georgia(11/30/2021)
RR
Illinois(1/16/2009)
RR
Indiana(1/16/2009)
RR
Louisiana(2/24/2017)
RR
Michigan(1/16/2009)
IAR
Michigan(3/10/2010)
RR
Ohio(7/26/2017)
RR
Pennsylvania(11/13/2012)
RR
South Carolina(1/2/2014)
RR
Tennessee(1/2/2020)
RR
Texas(8/25/2011)
IAR
Texas(8/18/2016)
RR
Utah(5/19/2016)
RR
Wisconsin(8/25/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
