James Allison Threlkeld
Professional Summary
James Allison Threlkeld, who also goes by Al Threlkeld, is a registered financial advisor currently at SUMMIT FINANCIAL GROUP, LLC located in Rome, Georgia. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 2 firms and has passed the Series 66 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Al Threlkeld
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
SUMMIT FINANCIAL GROUP, LLC
Contact Information
Main Address
325 W 9th Street Ne, Rome, GA 30165-2725Phone Number
(706) 291-9966# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
116AUM (Assets Under Management)
$22,553,748Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/2/2003)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1999About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Allison Threlkeld's CRS (Customer Relationship Summary).
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