MW
Mark H. Woodward
KESTRA ADVISORY SERVICES
Tampa, FL
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CRD#: 4064469
MW
Professional summary
Mark Heath Woodward, AIF® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Tampa, Florida and KESTRA INVESTMENT SERVICES, LLC located in Tampa, Florida.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Bus Name: KANA Private Wealth Group, LLC Investment Related: Yes Address: 5655 Independence Circle Alexandria VA 22312 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Founder & CEO Start Date: 2/21/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial Advisor and General Partner. Bus Name: TAMPA PALMS COUNTRY CLUB POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/07/2023 ADDRESS: 5811 Tampa Palms Blvd., Tampa FL 33647 DESCRIPTION: Attend board meetings and work with other board members to solicit feedback from club members on how best the club can service their social and athletic needs as club members. Bus Name: KOTERRA POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 04/17/2025 ADDRESS: 8875 Hidden River Parkway, Suite 300, Tampa FL 33637, United States DESCRIPTION: As a board member, I will be expected to help direct the activities of the charity, ensure the funds raised are put to best use for the benefit of our Veteran community and to help raise funds to support the charity and it's function of helping our Veteran warrior community.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Heath Woodward's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 5, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Tampa, FL
Current
March 15, 2013 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 8875 Hidden River Pkwy Ste 300, Tampa, FL 33637BD
CRD#: 42046
Tampa, FL
Past
March 15, 2013 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
McLean, VA
Past
October 20, 2004 - March 22, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
VIENNA, VA
Past
October 8, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 8, 2004 - March 22, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
VIENNA, VA
Past
January 17, 2000 - May 31, 2002
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
January 17, 2000 - May 31, 2002
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/7/2023)
RR
District of Columbia(3/15/2013)
RR
Florida(3/15/2013)
IAR
Florida(1/14/2022)
RR
Georgia(10/8/2024)
RR
Illinois(3/15/2013)
RR
Louisiana(10/20/2021)
RR
Maryland(3/15/2013)
RR
Massachusetts(5/15/2015)
RR
Minnesota(8/15/2024)
RR
Nebraska(8/29/2025)
RR
North Carolina(3/15/2013)
RR
Pennsylvania(10/8/2024)
RR
South Carolina(3/9/2022)
RR
Tennessee(3/15/2013)
RR
Texas(3/15/2013)
IAR
Texas(7/27/2023)
RR
Virginia(3/15/2013)
IAR
Virginia(5/5/2016)
RR
Washington(7/9/2025)
RR
West Virginia(7/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
