Robert J. Melchor

OSAIC WEALTH

Wichita, KS 67212

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CRD#: 4064209

Professional summary

Robert Joseph Melchor is a registered financial advisor currently at OSAIC WEALTH, INC. located in Wichita, Kansas.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE APPOINTMENTS POSITION: Owner NATURE: Sole Proprietorship- occasional sale of life and disability products and Medicare supplement plans. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1993 ADDRESS: 3011 N. Covington Ct., Wichita KS 67205, United States DESCRIPTION: Sale of life and disability policies, Medicare supplement plans. 2) MELCHOR CONSULTING POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 50 START DATE: 01/01/1993 ADDRESS: 3011 N. Covington Ct., Wichita KS 67205, United States DESCRIPTION: Melchor consulting is the entity under which my non-securities business in conducted. It is a sole proprietorship which provides business and consulting services to healthcare entities, primarily physician practices. Those services consist of practice financial reviews, operational reviews, negotiating employment contracts for physicians, helping to value and sell physician practices, designing physician compensation plans and recruiting physicians for clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Melchor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Robert Joseph Melchor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2016 - Present

OSAIC WEALTH, INC.

Office #1: 6700 W Central Ave Suite 110, Wichita, KS 67212

RIA

CRD#: 23131

Wichita, KS

Current

December 4, 2015 - Present

OSAIC WEALTH, INC.

Office #1: 6700 W Central Ave Suite 110, Wichita, KS 67212

RIA

CRD#: 23131

Wichita, KS

Past

March 29, 2006 - June 23, 2016

FIRST INDEPENDENT ADVISORY SERVICES, INC.

RIA

CRD#: 132678

WICHITA, KS

Past

April 11, 2005 - December 7, 2015

FIRST INDEPENDENT FINANCIAL SERVICES, INC.

CRD#: 128904

WICHITA, KS

Past

December 1, 2004 - February 22, 2005

NTB FINANCIAL CORPORATION

RIA

CRD#: 7425

WICHITA, KS

Past

August 11, 2004 - February 22, 2005

NTB FINANCIAL CORPORATION

CRD#: 7425

HIGHLANDS RANCH, CO

Past

December 2, 2002 - August 11, 2004

CHAPMAN SECURITIES, INC.

RIA

CRD#: 25688

WICHITA, KS

Past

August 7, 2002 - August 11, 2004

CHAPMAN SECURITIES, INC.

CRD#: 25688

WICHITA, KS

Past

March 13, 2002 - August 16, 2002

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 21, 2000 - March 13, 2002

PIM FINANCIAL SERVICES, INC.

CRD#: 10547

SAN MARCOS, CA

Past

December 17, 1999 - March 27, 2000

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(2/2/2016)

Kansas
(12/4/2015)

IAR

Kansas
(6/6/2016)

Oklahoma
(12/4/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/8/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert J. Melchor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Melchor's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Robert Joseph Melchor's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

FIRST INDEPENDENT ADVISORY SERVICES, INC.

FIRST INDEPENDENT FINANCIAL SERVICES, INC.

NTB FINANCIAL CORPORATION

NTB FINANCIAL CORPORATION

CHAPMAN SECURITIES, INC.

CHAPMAN SECURITIES, INC.

OSAIC WEALTH, INC.

PIM FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/8/1999

SIE

Date: 10/1/2018

Series 7

Date: 12/16/1999

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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