Francesco A. Cavitolo
Professional summary
Francesco Anthony Cavitolo, who also goes by Frank A Cavitolo, Frank Anthony Cavitolo, is a registered financial professional currently at SANTANDER US CAPITAL MARKETS LLC located in New York, New York.
Francesco is registered as a RR (Registered Representative) and started their career in finance in 2001. Francesco has worked at 8 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francesco Anthony Cavitolo's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2023 - Present
SANTANDER US CAPITAL MARKETS LLC
Office #1: 200 Liberty Street 17th Floor, New York, NY 10281November 16, 2021 - February 6, 2023
SANTANDER INVESTMENT SECURITIES INC.
October 30, 2017 - August 31, 2021
PERSHING LLC
October 20, 2004 - September 13, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 17, 2003 - October 20, 2004
QUICK & REILLY, INC.
July 2, 2003 - September 15, 2003
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
April 3, 2003 - June 23, 2003
THINKEQUITY LLC
August 8, 2001 - September 4, 2002
HORNBLOWER & WEEKS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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