Michael E. Frontera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Frontera was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2005 - November 1, 2005
NATIONAL SECURITIES CORPORATION
March 2, 2005 - August 1, 2005
GRANTA CAPITAL GROUP LLC
June 16, 2004 - January 5, 2005
CHASE INVESTMENT SERVICES CORP.
February 6, 2003 - February 26, 2004
CITICORP INVESTMENT SERVICES
February 28, 2002 - January 27, 2003
JOSEPH STEVENS & CO., INC.
September 21, 2001 - February 28, 2002
SALOMON GREY FINANCIAL CORPORATION
September 1, 2001 - September 28, 2001
KIRLIN SECURITIES INC.
August 13, 2001 - September 1, 2001
M.S. FARRELL & COMPANY, INC.
July 6, 2001 - August 2, 2001
JOSEPH GUNNAR & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
