Timothy J. Goodyear

ABBEY HILL FINANCIAL ADVISORS

Tuscon, AZ

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CRD#: 4062308

Professional summary

Timothy James Goodyear, CFP® is a registered financial advisor currently at ABBEY HILL FINANCIAL ADVISORS, LLC located in Tuscon, Arizona.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Timothy has worked at 6 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OUTSIDE INSURANCE, SELLING AND SERVICING FIXED INSURANCE PRODUCTS SUCH AS TERM LIFE INSURANCE, DISABILITY INSURANCE, LONG TERM CARE INSURANCE, CRITICAL ILLNESS INSURANCE AND EXECUTIVE COMPENSATION BENEFITS THROUGH VARIOUS CARRIERS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Goodyear's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

December 3, 2013 - Present

ABBEY HILL FINANCIAL ADVISORS, LLC

RIA

CRD#: 126813

Tuscon, AZ

Past

May 5, 2004 - February 22, 2005

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

RENTON, WA

Past

January 2, 2002 - June 17, 2002

BAKER TILLY CAPITAL, LLC

CRD#: 115333

MADISON, WI

Past

December 13, 2000 - July 25, 2001

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

October 26, 2000 - January 3, 2002

FREEDOM FINANCIAL, INC.

CRD#: 45850

OMAHA, NE

Past

December 8, 1999 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/13/2021)

IAR

Minnesota
(12/3/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/21/2000

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/30/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/7/1999

General Securities Representative Examination

Current Firm

ABBEY HILL FINANCIAL ADVISORS, LLC

CRD#: 126813 / SEC#:

Arizona

Registered Investment Advisory firm - (8/13/2021 Approved)

California

Registered Investment Advisory firm - (4/4/2021 Terminated)

Minnesota

Registered Investment Advisory firm - (1/2/2004 Approved)

Texas

Registered Investment Advisory firm - (11/10/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Tuscon, AZ

Mailing Address

Phone number

(952) 270-9223

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	182
AUM (Assets Under Management)	$ 85,902,261

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy J. Goodyear

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Goodyear's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABBEY HILL FINANCIAL ADVISORS, LLC

PACIFIC WEST SECURITIES, INC.

BAKER TILLY CAPITAL, LLC

WELLS FARGO INVESTMENTS, LLC

FREEDOM FINANCIAL, INC.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/21/2000

Series 65

Date: 12/30/1999

Series 7

Date: 12/7/1999

Current Firm

ABBEY HILL FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ABBEY HILL FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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