VR
Virgil J. Rutili
CENTRIC WEALTH MANAGEMENT
Chicago, IL 60606
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CRD#: 4061960
VR
Professional summary
Virgil John Rutili, CFP® is a registered financial advisor currently at CENTRIC WEALTH MANAGEMENT, LLC located in Chicago, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Chicago, Illinois.
Virgil is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Virgil has worked at 3 firms and has passed the Series 66, Series 99TO, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Centric Wealth Management, LLC. Investment Related. 333 W Wacker Dr 6th Floor. Chicago, IL 60606. 2801 Lakeside Dr 3rd floor. Bannockburn, IL 60015. IA, IA. Start 03/09/2018. 160 hours/month, 6 during trading. Investment Advisor, CFP. 2. PKSF-Investment related-80 State St, Albany, NY 12207- Insurance. Fixed Insurance. 3. Executor of James E. Ewing Estate. Not Investment Related. 7801 Mesquite Bend Drive, Suite 112, Irving TX 75063. Estate Account. Executor. Start 7/2019. Assist with liquidation and distribution of probate estate. 4. PURSHE KAPLAN STERLING INVESTMENTS BROKER DEALER REGISTERED REP SINCE 03/2018 INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Virgil John Rutili's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
March 15, 2018 - Present
CENTRIC WEALTH MANAGEMENT, LLC
Office #1: 333 W Wacker Drive 6th Floor, Chicago, IL 60606RIA
CRD#: 133877
Chicago, IL
Current
March 9, 2018 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 333 W. Wacker Drive 6th Floor, Chicago, IL 60606Office #2: 2801 Lakeside Drive 3rd Floor, Bannockburn, IL 60015BD
CRD#: 35747
Chicago, IL
Past
March 9, 2000 - March 13, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CHICAGO, IL
Past
December 7, 1999 - March 13, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CENTRIC WEALTH MANAGEMENT, LLC
CENTRIC WEALTH MANAGEMENT, LLC | PRESERVATION CAPITAL PARTNERS, LTD. | FGMK/PRESERVATON CAPITAL PARTNERS, LLC | FGMK/PRESERVATION CAPITAL PARTNERS, LLC | FGMK PRESERVATION CAPITAL PARTNERS, LLC | FARO ADVISORY
CRD#: 133877 / SEC#: 801-63837
RIA
Registered Investment Advisory firm - (2/7/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/9/2018)
IAR
Arizona(3/16/2018)
IAR
Colorado(3/15/2018)
RR
Connecticut(11/5/2019)
RR
Florida(1/23/2025)
RR
Illinois(3/9/2018)
IAR
Illinois(3/15/2018)
IAR
Indiana(3/15/2018)
RR
Indiana(1/23/2025)
RR
Nebraska(12/6/2018)
RR
New Jersey(3/9/2018)
RR
New York(3/9/2018)
RR
North Carolina(6/3/2024)
RR
Pennsylvania(3/9/2018)
RR
Rhode Island(3/9/2018)
RR
South Carolina(3/9/2018)
RR
Texas(3/9/2018)
IAR
Texas(3/15/2018)
RR
Washington(7/30/2021)
RR
Wisconsin(3/9/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CENTRIC WEALTH MANAGEMENT, LLC
CENTRIC WEALTH MANAGEMENT, LLC | PRESERVATION CAPITAL PARTNERS, LTD. | FGMK/PRESERVATON CAPITAL PARTNERS, LLC | FGMK/PRESERVATION CAPITAL PARTNERS, LLC | FGMK PRESERVATION CAPITAL PARTNERS, LLC | FARO ADVISORY
CRD#: 133877 / SEC#: 801-63837
RIA
Registered Investment Advisory firm - (2/7/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
333 W. Wacker Drive 6th Floor, Chicago, IL 60606
Mailing Address
Phone number
(312) 429-6100
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 573 |
| AUM (Assets Under Management) | $ 725,571,955 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/18/2024 | ||
| 02/07/2024 | ||
| 03/09/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
