Charles R. Dench
Professional summary
Charles R Dench II, who also goes by Charles R Dench, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2001. Charles has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles R Dench II's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2004 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 3, 2003 - November 5, 2004
INVESTMENT ADVISORS & CONSULTANTS, INC.
June 26, 2001 - May 19, 2003
C.J.M. ASSET MANAGEMENT, LLC
May 16, 2001 - May 19, 2003
C. J. M. PLANNING CORP.
January 30, 2001 - May 14, 2001
CETERA FINANCIAL SPECIALISTS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2016)
(11/4/2004)
(11/4/2004)
(11/4/2004)
(1/4/2016)
(8/11/2022)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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