MG
Marian F. Geohegan
INDEPENDENT FINANCIAL GROUP
Knoxville, TN
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CRD#: 4061649
MG
Professional summary
Marian F Geohegan, CFP®, who also goes by Marian Frances Dulin, Marian Frances Geohegan, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Knoxville, Tennessee.
Marian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Marian has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marian Frances Dulin | Marian Frances Geohegan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FREEDOM FINANCIAL GROUP. DBA. SOLE PROPRIETOR. PROVIDE INVESTMENT SERVICES. DEVOTE >60%. ANNUAL INCOME >60%. OWN >60% STOCK. ESTABLISHED 2000. 2. FREEDOM FINANCIAL GROUP DBA. THE SERVICE AND SALE OF FIXED INSURANCE, INCLUDING EMPLOYEE BENEFITS. ANALYZE, EVALUATE, AND RECOMMEND INSURANCE ALTERNATIVES. THEN IMPLEMENT AND PROVIDE SERVICES. . DEVOTE 1 TO 20% . ANNUAL INCOME 1 TO 20%. ESTABLISHED 1999. 3. NAMED AS AGENT, POA HEALTH CARE & POA FINANCIAL/LEGAL FOR MY HUSBAND. NO INCOME. ESTABLISHED 1984.
CRS (Client Relationship Summary) - RIA
Click below to view Marian F Geohegan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marian F Geohegan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
November 12, 2024 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
Knoxville, TN
Current
November 12, 2024 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
Knoxville, TN
Past
October 2, 2017 - November 12, 2024
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
KNOXVILLE, TN
Past
October 2, 2017 - November 12, 2024
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
KNOXVILLE, TN
Past
January 22, 2010 - October 2, 2017
SSN ADVISORY, INC.
RIA
CRD#: 126090
KNOXVILLE, TN
Past
January 15, 2010 - October 2, 2017
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
June 29, 2004 - January 22, 2010
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
KNOXVILLE, TN
Past
May 26, 2004 - February 12, 2010
PRIVATE CLIENT SERVICES, LLC
RIA
CRD#: 120222
LOUISVILLE, KY
Past
May 12, 2004 - January 22, 2010
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
KNOXVILLE, TN
Past
January 15, 2004 - May 17, 2004
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
JACKSONVILLE, FL
Past
March 13, 2000 - May 17, 2004
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
November 15, 1999 - February 25, 2000
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/12/2024)
RR
California(11/12/2024)
RR
Colorado(11/12/2024)
RR
Florida(11/12/2024)
RR
Georgia(11/12/2024)
RR
Kentucky(11/12/2024)
RR
Massachusetts(11/12/2024)
RR
Michigan(11/12/2024)
RR
Mississippi(11/12/2024)
RR
Missouri(11/12/2024)
RR
Montana(5/1/2025)
RR
Nevada(11/12/2024)
RR
New York(11/12/2024)
RR
Ohio(10/3/2025)
RR
Oklahoma(4/25/2025)
RR
Pennsylvania(11/12/2024)
RR
South Carolina(11/12/2024)
RR
Tennessee(11/12/2024)
IAR
Tennessee(11/12/2024)
RR
Texas(11/12/2024)
IAR
Texas(11/12/2024)
RR
Virginia(11/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
