SH
Steffan H. Hagendorf
KESTRA ADVISORY SERVICES
PORT JEFFERSON, NY 11776
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CRD#: 4061499
SH
Professional summary
Steffan Hasso Hagendorf, who also goes by Steffan Hasso Hagendorf, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Port Jefferson, New York and KESTRA INVESTMENT SERVICES, LLC located in Port Jefferson, New York.
Steffan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Steffan has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steffan Hasso Hagendorf
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 170 SECURITIES TRADING HOURS: 120 START DATE: 09/27/2022 ADDRESS: 5707 SW PARKWAY, BLDG #2; SUITE 400, AUSTIN TX 78735 DESCRIPTION: INVESTMENT SERVICES, FINANCIAL PLANNING Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: HAGENDORF & HAVELL WEALTH MANAGEMENT & WEALTH AUDITS POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2025 ADDRESS: 1303 Main Street, PORT JEFFERSON NY 11777, United States DESCRIPTION: Helps individuals, businesses, and institutions grow, manage, and protect their money through professional financial services.
CRS (Client Relationship Summary) - RIA
Click below to view Steffan Hasso Hagendorf's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 5225-43 Nesconset Highway Building 8, Port Jefferson, NY 11776RIA
CRD#: 283330
PORT JEFFERSON, NY
Current
September 26, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1303 Main Street, Port Jefferson, NY 11777BD
CRD#: 42046
Port Jefferson, NY
Past
March 18, 2010 - September 28, 2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
HAUPPAUGE, NY
Past
March 11, 2010 - September 28, 2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
HAUPPAUGE, NY
Past
May 29, 2007 - April 1, 2010
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
SMITHTOWN, NY
Past
May 29, 2007 - April 1, 2010
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
SMITHTOWN, NY
Past
November 9, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
SMITHTOWN, NY
Past
June 6, 2002 - May 29, 2007
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
SMITHTOWN, NY
Past
March 8, 2000 - June 10, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/26/2022)
RR
California(9/26/2022)
RR
Connecticut(9/26/2022)
RR
Delaware(9/26/2022)
RR
Florida(9/26/2022)
RR
Georgia(2/7/2023)
RR
New Hampshire(3/21/2023)
RR
New Jersey(7/12/2024)
RR
New York(9/26/2022)
IAR
New York(9/26/2022)
RR
North Carolina(10/5/2022)
RR
Pennsylvania(9/26/2022)
RR
South Carolina(9/26/2022)
RR
Vermont(11/28/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Port Jefferson, NY 11776TRUST BUT VERIFY
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