Marci B. Rossell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marci Burress Rossell, who also goes by Marci D'anne Burress, was a registered financial professional .
Marci is a previously registered financial professional and started their career in finance in 2014. Marci had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2014 - December 19, 2016
DELPHIN INVESTMENTS
State Registrations and Notice Filings
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Current Firm
DELPHIN INVESTMENTS
CRD#: 149126 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 4,100,000 |
Red Flags
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