Richard Phillip Rovetto
Professional Summary
Richard Phillip Rovetto, who also goes by Richard Philip Rovetto, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 1972 - 2020. Richard had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 15, PC, Series 1, Series 4, Series 53, Series 24, Series 40 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Richard Philip Rovetto
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
54 years in the financial services industry
Current & Past Employments
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Current Firm
MAC-PER-WOLF COMPANY | PWMCO, LLC | PERKINS, WOLF, MCDONNELL & CO.
Contact Information
Main Address
377 E. Butterfield Road Suite 220, Lombard, IL 60148Established
Delaware since 01/15/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Dec 1989PC — AMEX Put and Call Exam
Passed Sep 1977Series 1 — Registered Representative Examination
Passed Oct 1972Series 40 — Registered Principal Examination
Passed Apr 1977Series 12 — NYSE Branch Manager Examination
Passed Jan 1977Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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