FD
Fernando J. Del Llano Sobrino
NPA ASSET MANAGEMENT
Hato Rey, PR 00918
Some features on this profile are disabled
CRD#: 4059996
FD
Professional summary
Fernando J. Del Llano Sobrino, who also goes by Fernando Del Llano, is a registered financial advisor currently at NPA ASSET MANAGEMENT, LLC located in Hato Rey, and NATIONWIDE PLANNING ASSOCIATES INC. located in Hato Rey, .
Fernando is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Fernando has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Fernando Del Llano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SOCIEDAD ESPANOLA DE AUXILIO & BENEFICIENCIA AUXILIO MUTUO-MEMBER OF BOARD OF DIRECTORS AND SUBCOMMITTEES. MEMBER OF THE BOARD OF TRUSTEES OF PARKVILLE AND COMMONWEALTH SCHOOL SYSTEM MEMBER BOARD OF TRUSTEES, MEMBER FINANCE COMMITTEE. CHAIRMAN OF BOD OF COMMONWEALTH PARKVILLE SCHOOL. SOCIEDAD ESPANOLA DE AUXILIO & BENEFICIENCIA AUXILIO MUTUO CREATED SUBSIDIARY CORPORATION NAMED AUXILIO MUTUO ADQUISITION FOR THE PURPOSE OF PURCHASING ASSETS OF HOSPITIAL HIMA SAN PABLO IN BANKRUPCY COURT. - NAMED SECRETARY AND TREASURER OF THE ENTITY. NON PROFIT & NO COMPENSATION WILL BE RECEIVED.-DUTITES & OBLIGATIONS- PART OF THE BOARD OF DIRECTORS OF THE HOSPITAL MANAGEMENT COMPANY. LLC ESTABLISHED FOR ESTATE PLANNING PURPOSE. IT WILL HOLD MOSTLY US ASSETS. IT'S A PASSIVE INVESTMENT CORP. TITLE: CHIEF EXECUTIVE & MEMBER. DUTIES & OBLIGATIONS: MANAGED THE LLC ASSETS. FINANCIAL INTEREST?: YES, 95%. SOURCE OF INITIAL AND ONGOING CAPITAL: INITIAL INVESTMENT IS CASH, 95% PROVIDED BY ME AND 5% PROVIDED BY MY SPOUSE. ONGOING CAPITAL FROM INCOME. COMPENSATION?: NO COMPENSATION.
CRS (Client Relationship Summary) - RIA
Click below to view Fernando J. Del Llano Sobrino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2018 - Present
NPA ASSET MANAGEMENT, LLC
Office #1: 31 Calaf St, Hato Rey, PR 00918RIA
CRD#: 131534
Hato Rey, PR
Current
March 3, 2017 - Present
NATIONWIDE PLANNING ASSOCIATES INC.
Office #1: #31 Calaf Street, Hato Rey, PR 00918BD
CRD#: 31029
Hato Rey, PR
Past
March 3, 2017 - December 31, 2017
NPA ASSET MANAGEMENT, LLC
RIA
CRD#: 131534
San Juan, PR
Past
December 7, 2015 - March 6, 2017
ORIENTAL FINANCIAL SERVICES LLC
RIA
CRD#: 29753
GUAYNABO, PR
Past
January 21, 2000 - March 6, 2017
ORIENTAL FINANCIAL SERVICES LLC
BD
CRD#: 29753
GUAYNABO, PR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NPA ASSET MANAGEMENT, LLC
NPA ASSET MANAGEMENT, LLC
CRD#: 131534 / SEC#: 801-66006
RIA
Registered Investment Advisory firm - (2/23/2006 Approved)New Jersey
Registered Investment Advisory firm - (8/12/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/3/2017)
RR
Georgia(11/5/2020)
RR
New York(3/3/2017)
RR
Puerto Rico(3/3/2017)
IAR
Puerto Rico(1/12/2018)
RR
Texas(5/8/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NPA ASSET MANAGEMENT, LLC
NPA ASSET MANAGEMENT, LLC
CRD#: 131534 / SEC#: 801-66006
RIA
Registered Investment Advisory firm - (2/23/2006 Approved)New Jersey
Registered Investment Advisory firm - (8/12/2011 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
32-16 Broadway 2nd Floor, Fair Lawn, NJ 07410
Mailing Address
Phone number
(201) 476-0029
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,855 |
| AUM (Assets Under Management) | $ 1,009,851,764 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NPA ASSET MANAGEMENT, LLC
CRD#: 131534Hato Rey, PR 00918TRUST BUT VERIFY
Monitor Fernando Del Llano Sobrino
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
