George W. Routon
Professional summary
George Washington Routon, who also goes by George W Routon, is a registered financial professional currently at STONEX SECURITIES INC. located in Tulsa, Oklahoma.
George is registered as a RR (Registered Representative) and started their career in finance in 1974. George has worked at 10 firms and has passed the Series 63, Series 7TO, SIE, PC, Series 3 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Washington Routon's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2011 - Present
STONEX SECURITIES INC.
Office #1: 2651 East 21st Street #401, Tulsa, OK 74114July 7, 2016 - December 31, 2022
STONEX ADVISORS INC.
March 22, 2011 - June 30, 2016
INTL ADVISORY CONSULTANTS INC.
May 3, 2004 - February 17, 2011
MOMENTUM INDEPENDENT NETWORK INC.
April 29, 2004 - February 17, 2011
MOMENTUM INDEPENDENT NETWORK INC.
January 31, 1992 - May 18, 2004
A. G. EDWARDS & SONS, INC.
September 9, 1988 - May 18, 2004
A. G. EDWARDS & SONS, INC.
February 15, 1988 - September 23, 1988
LEHMAN BROTHERS INC.
March 27, 1985 - February 15, 1988
E. F. HUTTON & COMPANY INC
June 16, 1983 - March 15, 1985
CITIGROUP GLOBAL MARKETS INC.
September 28, 1981 - June 16, 1983
PRUDENTIAL EQUITY GROUP, LLC
June 19, 1974 - August 28, 1981
FIRST STATE FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2020)
(1/2/2025)
(3/4/2011)
(1/2/2018)
(2/28/2025)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationPC
Date: 2/17/1987
AMEX Put and Call ExamSeries 1
Date: 6/17/1974
Registered Representative ExaminationFINRA
Current Firm
STONEX SECURITIES INC.
CRD#: 18456 / SEC#: , 8-36638
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
STONEX SECURITIES INC.
CRD#: 18456Tulsa, OK 74114TRUST BUT VERIFY
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