Stephen J. Price-hughes
Professional summary
Stephen John Price-hughes, CFP® is a registered financial advisor currently at EXCELSUS CAPITAL MANAGEMENT located in Manhattan Beach, California.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Stephen has worked at 3 firms and has passed the Series 63, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen John Price-hughes's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2000
Experience
May 25, 2004 - Present
EXCELSUS CAPITAL MANAGEMENT
Office #1: 111 N. Sepulveda Blvd., Ste. 250, Manhattan Beach, CA 90266July 31, 2001 - July 22, 2003
WELLS FARGO INVESTMENTS, LLC
May 2, 2001 - July 22, 2003
WELLS FARGO INVESTMENTS, LLC
February 16, 2000 - May 2, 2001
WELLS FARGO SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/25/2004)
Exams
Current Firm
EXCELSUS CAPITAL MANAGEMENT
CRD#: 130886 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 170 |
| AUM (Assets Under Management) | $ 49,575,183 |
Red Flags
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