Therese M. Taylor
Professional summary
Therese M Taylor, who also goes by Tracey M Taylor, Tracey Taylor, Tracy Taylor, is a registered financial professional currently at CAVU SECURITIES LLC located in New York, New York.
Therese is registered as a RR (Registered Representative) and started their career in finance in 2000. Therese has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Therese M Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2023 - Present
CAVU SECURITIES LLC
Office #1: 777 Third Avenue Suite 2102, New York, NY 10017March 18, 2021 - May 14, 2021
CAVU SECURITIES LLC
May 1, 2017 - April 1, 2019
STATE STREET GLOBAL MARKETS, LLC
February 28, 2000 - May 1, 2017
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2023)
(3/20/2023)
Exams
FINRA
Current Firm
CAVU SECURITIES LLC
CRD#: 6906 / SEC#: , 8-18428
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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