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Gregory D. Ocker
CETERA INVESTMENT ADVISERS LLC
FAYETTEVILLE, PA 17222
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CRD#: 4057821
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Professional summary
Gregory Donald Ocker, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fayetteville, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Chambersburg, Pennsylvania.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Gregory has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Ocker Financial Services, LLC 4148 Lincoln Way E.~Fayetteville~PA~17222 8/1/2005~0hrs~0hrs~Operational and/or Marketing Name for H.D. Vest Services 2) Golden Rule Health Ins. 4148 Lincoln Way E~Fayetteville~PA~17222~Independent Insurance Agent~Insurance Sales Agent~5/9/2004~1hrs~1hrs~Providing HSA health plans to clients 3) RENTAL PROPERTY POSITION: Owner NATURE: Purchased a second home as an investment property. Rental of the property is currently handled by a third party, Railey Realty. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2023 ADDRESS: 143 Bridgeview Lane, Swanton MD 21561, United States DESCRIPTION: Property maintenance and some repair/improvements 4) UNITED VENTURES, LLA DBA FRIENDS BLINDS N DESIGNS POSITION: Member NATURE: Purchasing a franchise with two other partners to sell and install window treatments for homes and businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2024 ADDRESS: 904 Knob Hill Rd, Fayetteville PA 17222, United States DESCRIPTION: My duties will be to take care of the bookkeeping and tax prep for the business.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Donald Ocker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4148 Lincoln Way East, Fayetteville, PA 17222RIA
CRD#: 105644
FAYETTEVILLE, PA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 858 Lincoln Way East, Chambersburg, PA 17201BD
CRD#: 13572
Chambersburg, PA
Past
November 16, 2000 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
FAYETTEVILLE, PA
Past
January 2, 2000 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Chambersburg, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/18/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Indiana(9/5/2025)
RR
Maryland(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oregon(9/18/2025)
RR
Pennsylvania(9/5/2025)
IAR
Pennsylvania(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/18/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
RR
West Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Fayetteville, PA 17222TRUST BUT VERIFY
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