Clarence G. Williams
Professional summary
Clarence Gerome Williams is a registered financial professional currently at UMERGENCE LLC located in Plantsville, Connecticut.
Clarence is registered as a RR (Registered Representative) and started their career in finance in 2000. Clarence has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clarence Gerome Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2021 - Present
UMERGENCE LLC
Office #1: 1006 S. Main St., Plantsville, CT 06479April 12, 2016 - May 5, 2020
CAVU SECURITIES LLC
October 11, 2012 - March 1, 2016
MARINER GROUP CAPITAL MARKETS, LLC
November 7, 2011 - September 28, 2012
MERIDIAN EQUITY PARTNERS, INC.
August 5, 2011 - September 28, 2011
MATRIX CAPITAL GROUP, INC.
April 7, 2010 - June 15, 2011
GUZMAN & COMPANY
December 7, 2006 - February 11, 2010
MAGNA
April 24, 2000 - July 28, 2006
TCW FUNDS DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2021)
(2/3/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
UMERGENCE LLC
CRD#: 284368 / SEC#: , 8-69801
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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