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FIRM PROFILE
Overview
UMERGENCE LLC is located at 1006 S. Main St., Plantsville, CT 06479 and was first established at Boston, Delaware in 11/17/2015. After operating for 10 years, UMERGENCE LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of UMERGENCE LLC’s clients are individuals and 0% of their clients are high net worth individuals. UMERGENCE LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at UMERGENCE LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access UMERGENCE LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at UMERGENCE LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for UMERGENCE LLC Comes From
Understanding the Statistics for UMERGENCE LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1006 S. Main St., Plantsville, CT 06479
1224 Mill Street, Building B, East Berlin, CT 06023
Small
(860) 838-3332
Delaware since 11/17/2015
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| UMERGENCE HOLDINGS LLC | SOLE MEMBER | ||
| CIARCIA, JEFFREY | CFO | ||
| LOGAN, DAVID M | CEO, CCO |
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Advisor's working at UMERGENCE LLC
Stephen Peter Brennan
Timothy Miller Stoddart
Craig Francis Johnson
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