Eric D. Choisy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric David Choisy was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2000. Eric had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - October 15, 2021
LOUIS CAPITAL MARKETS, LLC
April 28, 2006 - December 18, 2012
LOUIS CAPITAL MARKETS, LLC
March 19, 2002 - April 5, 2006
EXANE, INC.
May 22, 2001 - March 11, 2002
COWEN AND COMPANY
January 28, 2000 - January 31, 2001
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOUIS CAPITAL MARKETS, LLC
CRD#: 48013 / SEC#: , 8-52013
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
