Melissa C. Thorpe
Professional summary
Melissa Clark Thorpe, who also goes by Melissa Lee Clark, Melissa C Thorpe, Melissa Thorpe, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Salt Lake City, Utah.
Melissa is registered as a RR (Registered Representative) and started their career in finance in 2000. Melissa has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Melissa Clark Thorpe's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 49 North 400 West, Salt Lake City, UT 84101July 11, 2018 - July 30, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 17, 2011 - June 4, 2018
EMPOWER FINANCIAL SERVICES, INC.
December 12, 2003 - March 24, 2008
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 30, 2003 - December 12, 2003
AMERICAN CENTURY INVESTMENT SERVICES INC.
April 26, 2000 - April 4, 2002
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2024)
(1/4/2025)
(10/24/2024)
(10/24/2024)
(1/4/2025)
(1/4/2025)
(1/4/2025)
(1/4/2025)
(10/24/2024)
(1/4/2025)
(10/24/2024)
(1/4/2025)
Exams
Series 7TO
Date: 10/12/2024
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Salt Lake City, UT 84101TRUST BUT VERIFY
Monitor Melissa Thorpe
Get automatic monthly alerts on:
