Brooks A. Olbrys
Professional summary
Brooks Alan Olbrys is a registered financial professional currently at IA GLOBAL CAPITAL LLC located in New York, New York.
Brooks is registered as a RR (Registered Representative) and started their career in finance in 2000. Brooks has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brooks Alan Olbrys's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2020 - Present
IA GLOBAL CAPITAL LLC
Office #1: 101 Park Avenue 38th Floor, New York, NY 10017June 30, 2005 - July 31, 2018
ION PARTNERS LLC
December 18, 2000 - May 22, 2001
CREDIT SUISSE SECURITIES (USA) LLC
November 6, 2000 - December 18, 2000
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
IA GLOBAL CAPITAL LLC
CRD#: 129802 / SEC#: , 8-66255
Contact information
FINRA licenses (13 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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