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Michael William Bissmeyer

EXOS SECURITIES
NEW YORK, NY
·CRD# 4056052·22 years registered

Professional Summary

Michael William Bissmeyer, who also goes by Michael W Bissmeyer, Michael Bissmeyer, is a registered financial advisor currently at EXOS SECURITIES LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 8 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael W Bissmeyer, Michael Bissmeyer

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years registered in the securities industry

Current & Past Employments

Current

EXOS SECURITIES LLCCurrent·CRD# 298276
BD
35 W 35th Street Fifth Floor, New York, NY 10001
April 1, 2019 - Present

Past

EXOS ASSET MANAGEMENT LLCPast·CRD# 305706
RIA
New York, NY
March 12, 2024 - May 29, 2026
EXOS ASSET MANAGEMENT LLCPast·CRD# 305706
RIA
New York, NY
March 2, 2023 - December 31, 2023
UBS SECURITIES LLCPast·CRD# 7654
BD
New York, NY
April 19, 2018 - September 12, 2018
RBC CAPITAL MARKETS, LLCPast·CRD# 31194
BD
New York, NY
June 1, 2015 - February 27, 2018
NATWEST MARKETS SECURITIES INC.Past·CRD# 11707
BD
Stamford, CT
June 22, 2011 - January 5, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
November 1, 2010 - June 24, 2011
BANC OF AMERICA SECURITIES LLCPast·CRD# 26091
BD
New York, NY
November 17, 2009 - November 1, 2010
COUNTRYWIDE SECURITIES CORPORATIONPast·CRD# 10598
BD
New York, NY
April 22, 2004 - August 8, 2008

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Current Firm

ES
EXOS SECURITIES LLC

EXOS SECURITIES LLC

CRD#: 298276 / SEC#: 8-70182
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

35 W 35th Street Fifth Floor, New York, NY 10001

Mailing Address

35 W 35th Street Fifth Floor, New York, NY 10001

Phone Number

(646) 814-0996

Established

Delaware since 03/29/2018

Firm Type

Limited Liability Company

Fiscal Year End

November

Firm Size

Small

FINRA licenses (12 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EXOS FINANCIAL LLCSHAREHOLDER—
DOUGAN, BRADY WILLIAMCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER2423049
STOUBER, RANDYFINOP1104531

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Head of Trading, Exos Asset Management, invest related, asset management business, NY, 80 hrs/mo- 40-80 during trading hours. Private Equity, Feenix Opportunity Fund III, invest related, NY, 2021, vehicles that invest in businesses in exchange for credit card processing rights, 4 hrs/mo - 2 during trading hrs.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(4/1/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2004About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2021About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael William Bissmeyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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