Kelly A. Ward
Professional summary
Kelly A Ward, who also goes by Kelly Lynn Anderson, is a registered financial advisor currently at PHOENIX WEALTH ADVISORS INC. located in Chapel Hill, North Carolina and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Chapel Hill, North Carolina.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Kelly has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kelly A Ward's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2018 - Present
PHOENIX WEALTH ADVISORS INC.
Office #1: 100 Europa Drive Suite 390, Chapel Hill, NC 27517October 14, 2016 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 100 Europa Drive Suite 390, Chapel Hill, NC 27517June 1, 2009 - October 28, 2016
MORGAN STANLEY
June 1, 2009 - October 28, 2016
MORGAN STANLEY
June 19, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 3, 2000 - May 19, 2005
CITIGROUP GLOBAL MARKETS INC.
July 31, 2000 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
PHOENIX WEALTH ADVISORS INC.
CRD#: 118412 / SEC#: 801-60793
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2022)
(6/6/2018)
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(6/6/2018)
(5/3/2022)
(2/28/2019)
(6/6/2018)
(6/6/2018)
(7/9/2018)
(11/13/2025)
(6/6/2018)
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(6/6/2018)
(7/18/2023)
(6/6/2018)
(6/6/2018)
(5/3/2022)
(6/6/2018)
(6/6/2018)
(7/18/2023)
(6/6/2018)
(6/6/2018)
(6/6/2018)
(10/14/2016)
(5/11/2018)
(6/6/2018)
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(6/6/2018)
(1/8/2025)
(6/6/2018)
(6/6/2018)
(8/24/2022)
(6/6/2018)
(6/6/2018)
Exams
FINRA
Current Firm
PHOENIX WEALTH ADVISORS INC.
CRD#: 118412 / SEC#: 801-60793
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,509 |
| AUM (Assets Under Management) | $ 551,004,269 |
Red Flags
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Company Information
PHOENIX WEALTH ADVISORS INC.
CRD#: 118412Chapel Hill, NC 27517TRUST BUT VERIFY
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