DB
David A. Bridgwood
CETERA INVESTMENT ADVISERS LLC
MIDDLEBORO, MA 02346
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CRD#: 4055841
DB
Professional summary
David Armond Bridgwood JR. is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Middleboro, Massachusetts and CETERA WEALTH SERVICES, LLC located in Middleboro, Massachusetts.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. David has worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY: Seamiah Realty Trust; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; commercial real estate trust; owner; 1/1/2009; 4; 4; trustee management; 2. NAME OF ENTITY: Independent Insurance Agent; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; fixed insurance sales; independent insurance agent; 2/6/2009; 160; 160; sales of fixed insurance products; 3. NAME OF ENTITY: Bridgwood, Benoit & Company, P.C.; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; CPA firm; CPA; 1/1/1994; 160; 160; tax and financial statement prep; 4. NAME OF ENTITY: Bridgwood, Benoit & Co PC; Yes; 59 NORTH MAIN ST; MIDDLEBORO; MA; 2346; certified public accountants; 50% owner; 7/1/1994; 160; 160; tax preparation, financial statements, business consultation; 5. NAME OF OTHER BUSINESS: BRUCE CAPITAL MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view David Armond Bridgwood JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 59 North Main St, Middleboro, MA 02346RIA
CRD#: 105644
MIDDLEBORO, MA
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 59 North Main St, Middleboro, MA 02346BD
CRD#: 13572
Middleboro, MA
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
March 12, 2009 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
MIDDLEBORO, MA
Past
February 13, 2009 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
MIDDLEBORO, MA
Past
January 17, 2006 - February 13, 2009
U.S. WEALTH ADVISORS, LLC.
BD
CRD#: 126924
BRAINTREE, MA
Past
October 31, 2005 - December 31, 2005
OSAIC SERVICES, INC.
BD
CRD#: 133763
MIDDLEBORO, MA
Past
November 30, 2001 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
July 2, 2000 - February 13, 2009
U.S. FINANCIAL ADVISORS
RIA
CRD#: 108763
MIDDLEBORO, MA
Past
November 26, 1999 - December 3, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/2/2023)
RR
Florida(6/10/2021)
RR
Massachusetts(6/9/2021)
IAR
Massachusetts(6/29/2023)
RR
Utah(11/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Middleboro, MA 02346TRUST BUT VERIFY
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