CF

Carlos R. Fuenmayor

BANCTRUST SECURITIES USA
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 4055839
CF

Professional summary


Carlos Ricardo Fuenmayor, who also goes by Carlos Ricardo Fuenmayor Quintero, Carlos Fuenmayor Quintero, is a registered financial professional currently at BANCTRUST SECURITIES USA located in New York, New York.

Carlos is registered as a RR (Registered Representative) and started their career in finance in 2000. Carlos has worked at 10 firms and has passed the Series 63, Series 66, Series 79, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Carlos Ricardo Fuenmayor Quintero | Carlos Fuenmayor Quintero

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Carlos Ricardo Fuenmayor's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 8, 2022 - Present

BANCTRUST SECURITIES USA

Office #1: 620 Fifth Avenue Suite 206, New York, NY 10020
BD
CRD#: 313116
NEW YORK, NY
Past

January 6, 2021 - February 28, 2022

MARCO POLO SECURITIES LLC

BD
CRD#: 46561
New York, NY
Past

November 1, 2018 - May 22, 2019

WEILD & CO.

BD
CRD#: 132398
BOULDER, CO
Past

February 21, 2017 - March 29, 2018

BANCTRUST ADVISORS

RIA
CRD#: 171947
MIAMI, FL
Past

February 4, 2015 - October 31, 2016

DAKOTA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 132700
MIAMI, FL
Past

March 19, 2007 - November 1, 2007

LATAM INVESTMENTS, LLC

BD
CRD#: 133163
MIAMI, FL
Past

April 22, 2003 - October 21, 2003

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 17053
SAN JUAN, PR
Past

January 25, 2002 - April 28, 2003

THE PARTNERS FINANCIAL GROUP, INC.

BD
CRD#: 31979
MIAMI, FL
Past

November 29, 2000 - December 12, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

February 23, 2000 - September 11, 2000

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
RR
IAR
Series 66
Date: 8/18/2015
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BS
BANCTRUST SECURITIES USA
BANCTRUST & CO. | BTCO SECURITIES LLC | BANCTRUST SECURITIES USA

CRD#: 313116 / SEC#: , 8-70708

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
620 Fifth Avenue Suite 206, New York, NY 10020
Mailing Address
620 Fifth Avenue Suite 206, New York, NY 10020
Phone number
(212) 466-6513
Established
Delaware since 03/09/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BTCM HOLDINGS LLCOWNER
FUENMAYOR, CARLOS RICARDOCEO, PRINCIPAL & DIRECTOR4055839
GRAY, JOHN CLARKEFINANCIAL AND OPERATIONS PRINCIPAL (FINOP)1367440
LEBOWITZ, ROBERT SETHCCO2664643

Red Flags


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Company Information


BANCTRUST SECURITIES USA

CRD#: 313116New York, NY 10020

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