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WB

William N. Barack

LINDISFARNE INVESTMENTS
Bay Village, OH
Some features on this profile are disabled
CRD#: 4055635
WB

Professional summary

William Nickolas Barack MR. is a registered financial advisor currently at LINDISFARNE INVESTMENTS, LLC located in Bay Village, Ohio.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. William has worked at 3 firms and has passed the Series 65 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Nickolas Barack MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2009 - Present

LINDISFARNE INVESTMENTS, LLC

RIA
CRD#: 149919
Bay Village, OH
Past

November 30, 2006 - December 31, 2012

BARACK CAPITAL MANAGEMENT LLC

RIA
CRD#: 119714
BAY VILLAGE, OH
Past

November 10, 1999 - December 31, 2000

DENMARK INVESTMENT SERVICES, INC.

BD
CRD#: 2778
BEACHWOOD, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(6/8/2009)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/8/2002
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/9/1999
General Securities Representative Examination

Current Firm

LI
LINDISFARNE INVESTMENTS, LLC
LINDISFARNE INVESTMENTS, LLC | LINDISFARNE, LLC

CRD#: 149919 / SEC#:

Louisiana
Registered Investment Advisory firm - (3/2/2011 Approved)
Ohio
Registered Investment Advisory firm - (5/11/2009 Approved)
Texas
Registered Investment Advisory firm - (10/29/2010 Conditional Restricted)
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Contact information

Main Address
Bay Village, OH
Mailing Address
Phone number
(440) 623-0775
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts25
AUM (Assets Under Management)$ 1,575,502

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LINDISFARNE INVESTMENTS, LLC

CRD#: 149919Bay Village, OH

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