John J. Curley
Professional summary
John Joseph Curley is a registered financial professional currently at BTIG, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2000. John has worked at 7 firms and has passed the Series 66, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Curley's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2017 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022July 16, 2013 - February 28, 2017
DEUTSCHE BANK SECURITIES INC.
September 14, 2004 - August 23, 2012
J.P. MORGAN SECURITIES LLC
August 1, 2000 - September 10, 2004
INSTINET, LLC
July 13, 2000 - August 1, 2000
REUTERS C CORPORATION
January 7, 2000 - August 1, 2000
IDS LIFE INSURANCE COMPANY
January 7, 2000 - August 1, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2017)
(2/27/2017)
(2/27/2017)
(2/27/2017)
(2/27/2017)
(3/3/2017)
(2/27/2017)
(4/1/2025)
(8/9/2018)
(2/27/2017)
(2/27/2017)
(1/31/2023)
(2/27/2017)
(6/29/2022)
(2/11/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/3/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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