MC
Miste L. Cliadakis
ALTUM WEALTH ADVISORS
Chico, CA 95926
Some features on this profile are disabled
CRD#: 4053534
MC
Professional summary
Miste Lee Cliadakis, AIF®, who also goes by Miste Lee Boyer, Miste Lee Seuferer, is a registered financial advisor currently at ALTUM WEALTH ADVISORS located in Chico, California and PURSHE KAPLAN STERLING INVESTMENTS located in Chico, California.
Miste is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Miste has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Miste Lee Boyer | Miste Lee Seuferer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Altum Wealth Advisors. Investment Related. 1074 East Avenue, Suite T1, Chico CA 95926. RIA. Partner. Start 5/2019. 100 hours per month all during trading. Offer advisory services for fee. 2. Bay Cliadakis & Associates. Investment Related. 1074 East Avenue, Suite T1, Chico CA 95926. LLC. Partner. Start 5/2012. 160 hours per month all during trading. Accounting, banking, taxes. 3. Bay Cliadakis & Associates. Not Investment Related. 1074 East Avenue, Suite T1, Chico CA 95926. IATAN number. Managing Director. Start 4/2019. 1 hour per month during trading. For use with business travel. 4. Notary Public. Not investment related. 1074 East Avenue, Suite T1, Chico CA 95926. Start 2/1997. 1 hour per month during trading. Notarize client signatures. 5. Osher Lifelong Learning Institute at CSU Chico. Not investment related. 400 W 1st Street, Chico CA 95929. Education. Volunteer Instructor. Start 1/2012. 4 hours per month, 2 during trading. Conduct classes. 6. North Valley Women's Network. Not investment related. 1074 East Avenue, Suite T1, Chico CA 95926. Networking group. Founder/Treasurer. Start 2/2018. 4 hours per month, 1 during trading. Signer on bank accounts, attend meetings. 7. FIXED INSURANCE BUSINESS. NOT INVESTMENT RELATED. LOCATED AT 1074 EAST AVE, STE T1, CHICO, CA 95926. NATURE OF BUSINESS IS NETWORKING GROUP. TITLE IS FOUNDER/TREASURER. STARTED 02/2018. 4 HRS/MO - 1 DURING TRADING. Fixed insurance services. 8. Regency Pickleball. Not Investment Related. 9850 Shadowless Trail Reno, NV 89521. Non Profit Organization. Treasurer. Start Date: 05/20/25. 1 hr/ month; none during trading hours. Collect funds for annual tournament, reimburse for tournament expenses, reconcile bank account, file tax forms annually
CRS (Client Relationship Summary) - RIA
Click below to view Miste Lee Cliadakis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 17, 2019 - Present
ALTUM WEALTH ADVISORS
Office #1: 1074 E. Ave. Suite T1, Chico, CA 95926RIA
CRD#: 301214
Chico, CA
Current
May 17, 2019 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1074 East Ave Suite T1, Chico, CA 95926BD
CRD#: 35747
Chico, CA
Past
May 21, 2012 - June 3, 2019
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
CHICO, CA
Past
May 10, 2012 - June 3, 2019
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
CHICO, CA
Past
January 2, 2009 - April 16, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CHICO, CA
Past
July 25, 2007 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
CHICO, CA
Past
September 1, 2000 - April 16, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
CHICO, CA
Past
January 31, 2000 - September 1, 2000
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALTUM WEALTH ADVISORS
ALTUM WEALTH ADVISORS | BAY, CLIADAKIS & ASSOCIATES, LLC | BAY CLIADAKIS & ASSOCIATES, LLC | ALTUM WEALTH ADVISORS, LLC
CRD#: 301214 / SEC#: 801-132234
RIA
Registered Investment Advisory firm - (3/21/2025 Approved)California
Registered Investment Advisory firm - (4/23/2025 Terminated)Texas
Registered Investment Advisory firm - (3/24/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/23/2020)
RR
California(5/17/2019)
IAR
California(5/17/2019)
RR
Idaho(5/17/2019)
RR
Indiana(7/11/2024)
RR
Missouri(5/17/2019)
RR
Nevada(5/17/2019)
RR
North Carolina(5/20/2019)
RR
Oregon(5/17/2019)
RR
Texas(5/17/2019)
IAR
Texas(5/31/2019)
RR
Utah(9/19/2019)
RR
Vermont(1/25/2022)
RR
Washington(9/22/2022)
RR
Wyoming(5/17/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ALTUM WEALTH ADVISORS
ALTUM WEALTH ADVISORS | BAY, CLIADAKIS & ASSOCIATES, LLC | BAY CLIADAKIS & ASSOCIATES, LLC | ALTUM WEALTH ADVISORS, LLC
CRD#: 301214 / SEC#: 801-132234
RIA
Registered Investment Advisory firm - (3/21/2025 Approved)California
Registered Investment Advisory firm - (4/23/2025 Terminated)Texas
Registered Investment Advisory firm - (3/24/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1074 E. Ave. Suite T1, Chico, CA 95926
Mailing Address
Phone number
(530) 924-0110
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 392 |
| AUM (Assets Under Management) | $ 123,937,028 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
