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SE

Steve N. Economou

DCF
New York, NY 10022
Some features on this profile are disabled
CRD#: 4052851
SE

Professional summary


Steve Nicholas Economou, who also goes by Steve Nicholas Papaeconomou, is a registered financial professional currently at DCF, LLC located in New York, New York.

Steve is registered as a RR (Registered Representative) and started their career in finance in 2000. Steve has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Steve Nicholas Papaeconomou

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Steve Nicholas Economou's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 16, 2023 - Present

DCF, LLC

Office #1: 488 Madison Avenue 21 Floor, New York, NY 10022
BD
CRD#: 149102
New York, NY
Past

September 28, 2020 - June 22, 2021

BA SECURITIES, LLC

BD
CRD#: 153489
W. CONSHOHOCKEN, PA
Past

October 1, 2014 - April 27, 2020

BAKER TILLY CAPITAL, LLC

BD
CRD#: 115333
PHILADELPHIA, PA
Past

April 14, 2003 - September 30, 2014

CURTIS SECURITIES, LLC

BD
CRD#: 104153
PHILADELPHIA, PA
Past

July 5, 2001 - December 10, 2002

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX
Past

July 21, 2000 - July 16, 2001

HOWARD, LAWSON & CO., LLC

BD
CRD#: 13540
PHILADELPHIA, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(2/16/2023)
RR
New York
(2/16/2023)
RR
Pennsylvania
(3/28/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 12/14/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


DL
DCF, LLC
DCF | DECOSIMO CORPORATE FINANCE, LLC | DECOSIMO CORPORATE FINANCE | DCF, LLC

CRD#: 149102 / SEC#: , 8-68111

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information


Main Address
629 Market Street Suite 120, Chattanooga, TN 37402
Mailing Address
629 Market Street Suite 120, Chattanooga, TN 37402
Phone number
(423) 991-3680
Established
Tennessee since 11/20/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
DECOSIMO, JOHN THOMASMANAGING MEMBER, CEO,COO,CCO,CFO5327873
ROUGH, ROBERT MACKINTOSHPRINCIPAL2466229
SILVERMAN, STEVEN DEREKPRINCIPAL5784702

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DCF, LLC

CRD#: 149102New York, NY 10022

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