Ivona M. Kostulak
Professional summary
Ivona Malgorzata Kostulak, who also goes by Iwona Malgorzata Knaszak, Iwona Malgorzata Kostulak, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in West Lake Hills, Texas and FROST BROKERAGE SERVICES, INC. located in Austin, Texas.
Ivona is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Ivona has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ivona Malgorzata Kostulak's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2022 - Present
FROST INVESTMENT SERVICES
Office #1: 5656 Bee Cave Rd, West Lake Hills, TX 78746December 10, 2004 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 5656 Bee Caves Rd, Austin, TX 78746February 8, 2017 - December 31, 2021
FROST INVESTMENT SERVICES
January 17, 2003 - November 22, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 14, 2003 - November 22, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 20, 2000 - May 7, 2001
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2024)
(10/22/2014)
(9/14/2023)
(12/26/2023)
(1/10/2024)
(12/22/2023)
(1/3/2024)
(1/10/2024)
(1/10/2024)
(1/10/2024)
(1/10/2024)
(11/4/2022)
(1/10/2024)
(10/10/2025)
(4/21/2025)
(1/10/2024)
(12/10/2004)
(1/26/2022)
(1/10/2024)
Exams
FINRA
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
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