TM
Terry L. Mccullough
CETERA INVESTMENT ADVISERS LLC
SPRINGFIELD, MO 65807
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CRD#: 4052233
TM
Professional summary
Terry Lynn Mccullough, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Springfield, Missouri and CETERA FINANCIAL SPECIALISTS LLC located in Naples, Florida.
Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Terry has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MCCULLOUGH AND ASSOCIATES LLC, ADDRESS IS THE REGISTERED ADDRESS; INVESTMENT RELATED; TAX & ACCTG FIRM WITH POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS AND DBA FOR INVESTMENTS, SINCE 11/92; 20HR/WK DURING TRADING HOURS; OWNER/PROVIDES TAX, AUDIT AND MGMT ADVICE SRVCS 2)TTJK INVESTMENTS LLC; SPRINGFIELD, MO; BUSINESS-PURCHASES, HOLDS, & LEASES REAL PROPERTY; MANAGING MEMBER SINCE 9/1/07; 0 HRS/WK: 3)MFI RESOURCES LLC; SPRINGFIELD, MO; BUSINESS-PURCHASES, HOLDS, & LEASES REAL PROPERTY; MANAGING MEMBER SINCE 8/1/08; 0 HRS/WK: 4) OLD MISSOURI BANK/JAMESMARK BANCSHARES - NOT INV RELATED; SPRINGFIELD, MO; DIRECTOR; ATTENDS MONTHLY BOARD MEETINGS; SINCE 01/01/2010; 4 HRS/MONTH, 4 HRS/MONTH DURING SECURITIES TRADING HOURS: 5) TRUSTEE FOR CLIENT TRUSTS - INVESTMENT RELATED 6)NAME OF OTHER BUSINESS: JAMESMARK BANCSHARES DBA OLD MISSOURI BANK ; INVESTMENT RELATED: NO ; ADDRESS: 3570S NATIONAL AVE SPRINGFIELD MO 65807 NATURE OF BUSINESS: LOCAL COMMUNITY BANK ; START DATE: 01/2019 ; APX NUMBER OF HOURS PER WEEK: 1-2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2 POSITION/TITLE/RELATIONSHIP: CHAIRMAN OF THE BOARD ; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY BOARD MEETINGS ; 7) NAME OF OTHER BUSINESS: KBX OF 1, LLC; INVESTMENT RELATED: NO; ADDRESS: 4145 TRAVIS SUITE 300, DALLAS, TX 75204; NATURE OF BUSINESS: INVESTMENT HOLDING COMPANY; START DATE: 07/2019; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MEMBER; 8) NAME OF OTHER BUSINESS: OLD NAPLES ASSOCIATION, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOME OWNERS ASSOCIATION; START DATE: 2/2023; POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, MONTHLY REPORTING TO FULL BOARD ON FINANCIAL ACTIVITIES;
CRS (Client Relationship Summary) - RIA
Click below to view Terry Lynn Mccullough's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 27, 2000 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 820 E Primrose, Springfield, MO 65807RIA
CRD#: 105644
SPRINGFIELD, MO
Current
December 10, 1999 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #2: 820 E Primrose, Springfield, MO 65807BD
CRD#: 10358
NAPLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2013)
RR
Arizona(8/7/2002)
RR
Arkansas(11/8/2000)
RR
California(10/6/2025)
RR
Colorado(3/21/2023)
RR
Florida(9/14/2001)
IAR
Florida(11/4/2020)
RR
Indiana(9/1/2020)
RR
Kansas(7/11/2018)
RR
Kentucky(9/11/2003)
RR
Missouri(1/5/2000)
IAR
Missouri(1/27/2000)
RR
North Carolina(5/20/2022)
RR
Oklahoma(4/3/2000)
RR
Texas(12/9/2004)
IAR
Texas(4/6/2018)
RR
Virginia(12/7/2020)
RR
Washington(11/12/2014)
RR
Wyoming(7/7/2000)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Springfield, MO 65807TRUST BUT VERIFY
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