Nina Aicardi

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CRD#: 4052051

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nina Aicardi, CFA, who also goes by Nina Alcardi, Nina Olman, was a registered financial professional .

Nina is a previously registered financial professional and started their career in finance in 2006. Nina had worked at 3 firms and has passed the Series 65, Series 63, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nina Alcardi | Nina Olman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Past

January 12, 2017 - July 27, 2020

CALLAWAY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 285709

WASHINGTON, DC

Past

March 9, 2009 - July 6, 2010

TELSEY ADVISORY GROUP LLC

CRD#: 148234

NEW YORK, NY

Past

September 8, 2006 - July 23, 2008

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CALLAWAY CAPITAL MANAGEMENT, LLC

CRD#: 285709 / SEC#: 801-123652

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

District of Columbia

Registered Investment Advisory firm - (5/31/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 3/25/2009

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 2/3/2009

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 9/7/2006

General Securities Representative Examination

Current Firm

CALLAWAY CAPITAL MANAGEMENT, LLC

CRD#: 285709 / SEC#: 801-123652

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

District of Columbia

Registered Investment Advisory firm - (5/31/2022 Terminated)

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Contact information

Main Address

818 18th Avenue South Suite 925, Nashville, TN 37203

Mailing Address

Phone number

(202) 866-0901

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

CALLAWAY CAPITAL MANAGEMENT, LLC (3/26/2025)

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 174,179,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nina Aicardi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TELSEY ADVISORY GROUP LLC

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

CALLAWAY CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/2009

Series 63

Date: 8/26/2006

Series 87

Date: 3/25/2009

Series 86

Date: 2/3/2009

Series 7

Date: 9/7/2006

Current Firm

CALLAWAY CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CALLAWAY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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