Michelle M. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Marie Hughes, CLU®, who also goes by Michelle Marie Cavallo, Michelle M Hughes, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 1999. Michelle had worked at 5 firms and has passed the Series 66, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2019 - April 25, 2023
TRUIST ADVISORY SERVICES, INC.
April 5, 2019 - April 25, 2023
TRUIST INVESTMENT SERVICES, INC.
October 26, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
October 26, 2016 - March 4, 2019
TRUIST ADVISORY SERVICES, INC.
July 30, 2016 - March 4, 2019
TRUIST INVESTMENT SERVICES, INC.
January 3, 2013 - July 15, 2016
PRUCO SECURITIES, LLC.
September 1, 2010 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
February 1, 2010 - August 27, 2010
MML INVESTORS SERVICES, LLC
November 30, 2009 - August 27, 2010
MML INVESTORS SERVICES, LLC
August 23, 2000 - October 26, 2009
PRUCO SECURITIES, LLC.
November 16, 1999 - October 26, 2009
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
