CR
Chad A. Roland
KESTRA ADVISORY SERVICES | Investment Consultant, CRPS, AIF
Spokane Valley, WA 99216
Some features on this profile are disabled
CRD#: 4051638
CR
Professional summary
Chad Alexander Roland, AIF® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Spokane Valley, Washington and KESTRA INVESTMENT SERVICES, LLC located in Spokane Valley, Washington.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Chad has worked at 8 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
What are your service offerings?
Institutional consulting
Trading individual securities
Financial planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: PACNORTH RETIREMENT GROUP POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2011 ADDRESS: 16201 E Indiana Ave., Ste. 2280, Spokane Valley WA 99216, United States DESCRIPTION: Financial Advisor Name: CLARA INC. POSITION: Owner NATURE: This is my own individual Sub s corp for all business related to my job as a financial advisor. INVESTMENT RELATED: Yes # OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 16201 E Indiana Ave., Ste. 2280, Spokane Valley WA 99216, United States DESCRIPTION: Duties as a financial advisor. Name: 1014 RIVERSIDE HARBOR DRIVE POSITION: Partner NATURE: Family Partnership INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2000 ADDRESS: 2776 N Rydal Lane, Liberty Lake WA 99019, United States DESCRIPTION: I work with the accountant to file tax returns at the end of the year.
CRS (Client Relationship Summary) - RIA
Click below to view Chad Alexander Roland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 31, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 16201 E Indiana Ave Ste 5240, Spokane Valley, WA 99216RIA
CRD#: 283330
Spokane Valley, WA
Current
July 31, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 16201 E Indiana Ave Ste 2280, Spokane Valley, WA 99216BD
CRD#: 42046
Spokane Valley, WA
Past
June 28, 2019 - August 4, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
SPOKANE VALLEY, WA
Past
June 28, 2019 - August 4, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
SPOKANE VALLEY, WA
Past
January 10, 2011 - July 2, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
SPOKANE VALLEY, WA
Past
January 3, 2011 - July 2, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
SPOKANE VALLEY, WA
Past
July 29, 2003 - December 18, 2006
DAVIDSON TRUST CO.
RIA
CRD#: 110922
SPOKANE, WA
Past
April 8, 2002 - November 12, 2009
DAVIDSON INVESTMENT ADVISORS, INC.
RIA
CRD#: 110552
SPOKANE, WA
Past
March 8, 2000 - December 31, 2010
D.A. DAVIDSON & CO.
RIA
CRD#: 199
SPOKANE VALLEY, WA
Past
November 10, 1999 - December 31, 2010
D.A. DAVIDSON & CO.
BD
CRD#: 199
SPOKANE VALLEY, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/31/2025)
RR
Arizona(7/31/2025)
RR
California(7/31/2025)
RR
Colorado(7/31/2025)
RR
Florida(7/31/2025)
RR
Georgia(7/31/2025)
RR
Idaho(7/31/2025)
RR
Indiana(7/31/2025)
RR
Kansas(7/31/2025)
RR
Maine(7/31/2025)
RR
Maryland(7/31/2025)
RR
Michigan(7/31/2025)
RR
Minnesota(7/31/2025)
RR
Missouri(7/31/2025)
RR
Montana(7/31/2025)
RR
Nebraska(7/31/2025)
RR
Nevada(8/7/2025)
RR
New York(7/31/2025)
RR
Ohio(7/31/2025)
RR
Oregon(7/31/2025)
RR
Pennsylvania(7/31/2025)
RR
South Carolina(7/31/2025)
RR
Texas(7/31/2025)
IAR
Texas(7/31/2025)
RR
Utah(7/31/2025)
RR
Virginia(7/31/2025)
RR
Washington(7/31/2025)
IAR
Washington(7/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
Investment Consultant, CRPS, AIFCRD#: 283330Spokane Valley, WA 99216TRUST BUT VERIFY
Monitor Chad Roland
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
