David K. Hicok

PROCORE ADVISORS

Newport Beach, CA 92660

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CRD#: 4051459

Professional summary

David Kenneth Hicok, ChFC® is a registered financial advisor currently at PROCORE ADVISORS, LLC located in Newport Beach, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. David has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Kenneth Hicok is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. ProCore Advisors, LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of ProCore Advisors, LLC in their capacity as a licensed insurance agent. David Hicok provides insurance services via a DBA Hicok Financial Solutions. David Hicok participates in marketing activities via Hicok Fiancial Solutions, DBA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Kenneth Hicok's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

August 10, 2017 - Present

PROCORE ADVISORS, LLC

Office #1: 1101 Dove Street Suite 100, Newport Beach, CA 92660

RIA

CRD#: 289037

Newport Beach, CA

Past

August 21, 2013 - February 3, 2015

COINBASE CAPITAL MARKETS CORP

CRD#: 10722

NEW YORK, NY

Past

May 20, 2013 - November 21, 2017

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

Pasadena, CA

Past

August 5, 2011 - May 15, 2013

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

PASADENA, CA

Past

August 3, 2011 - May 15, 2013

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

PASADENA, CA

Past

October 2, 2002 - April 28, 2011

OSAIC FA, INC.

RIA

CRD#: 3978

IRVINE, CA

Past

October 1, 2002 - May 17, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

October 1, 2002 - April 28, 2011

OSAIC FA, INC.

CRD#: 3978

IRVINE, CA

Past

July 24, 2000 - September 23, 2002

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

IRVINE, CA

Past

December 9, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

December 9, 1999 - September 23, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCORE ADVISORS, LLC

HICOK FINANCIAL SOLUTIONS, LLC | PROCORE ADVISORS, LLC

CRD#: 289037 / SEC#: 801-132902

RIA

Registered Investment Advisory firm - (6/5/2025 Approved)

California

Registered Investment Advisory firm - (7/20/2025 Terminated)

Oregon

Registered Investment Advisory firm - (6/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/10/2017)

IAR

Oregon
(4/12/2024)

IAR

Texas
(2/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/6/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/3/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/2/1999

General Securities Representative Examination

Current Firm

PROCORE ADVISORS, LLC

HICOK FINANCIAL SOLUTIONS, LLC | PROCORE ADVISORS, LLC

CRD#: 289037 / SEC#: 801-132902

RIA

Registered Investment Advisory firm - (6/5/2025 Approved)

California

Registered Investment Advisory firm - (7/20/2025 Terminated)

Oregon

Registered Investment Advisory firm - (6/24/2025 Terminated)

Texas

Registered Investment Advisory firm - (6/20/2025 Terminated)

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Contact information

Main Address

1101 Dove Street Suite 100, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 339-2990

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-PROCORE ADVISORS, LLC (4/30/2025)

Regulatory assets under management

Total Number of Accounts	402
AUM (Assets Under Management)	$ 110,885,505

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David K. Hicok

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Kenneth Hicok's CRS (Customer Relationship Summary).

Certified licenses

Experience

COINBASE CAPITAL MARKETS CORP

PARTNERVEST ADVISORY SERVICES LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

PROCORE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/6/1999

SIE

Date: 2/3/2015

Series 7

Date: 12/2/1999

Current Firm

PROCORE ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCORE ADVISORS, LLC

TRUST BUT VERIFY

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