DV
Douglas A. Vanderstelt
SPC
Jackson, MI 49203
Some features on this profile are disabled
CRD#: 4051413
DV
Professional summary
Douglas Alan Vanderstelt, AIF® is a registered financial advisor currently at SPC located in Jackson, Michigan and SIGMA FINANCIAL CORPORATION located in Jackson, Michigan.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Douglas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT FIXED INSURANCE BUSINESS, JACKSON, MI. SELLING FIXED INSURANCE PRODUCTS. APPROVED AUGUST 10, 2005. 2. SALE OF LIFE AND HEALTH THROUGH VARIOUS INSURANCE COMPANIES. 3. DBA - Summit Wealth Advisors of Michigan, Jackson, MI. Start date: 9/4/20, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y 4. Summit Wealth Properties, LLC, Jackson, MI. Sole member/Owner of commercial building and receive rental income. Start date: 12/2/21, approx. 1 hr/mo, none during mkt hrs. INV REL: N 5. Douglas Vanderstelt LLC, Jackson, MI. Sole member of personally held entity used to track business expenses. Start date: 7/29/11, approx. 1 hr/mo.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Alan Vanderstelt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 29, 2010 - Present
SPC
Office #1: 1339 Horton Rd., Suite B, Jackson, MI 49203RIA
CRD#: 110692
Jackson, MI
Current
July 5, 2006 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 1339 Horton Rd., Suite B, Jackson, MI 49203BD
CRD#: 14303
Jackson, MI
Past
May 11, 2005 - July 5, 2006
LPL FINANCIAL LLC
BD
CRD#: 6413
JACKSON, MI
Past
May 24, 2000 - May 10, 2005
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2019)
RR
California(7/5/2006)
RR
Florida(7/5/2006)
RR
Michigan(7/5/2006)
IAR
Michigan(1/29/2010)
RR
Missouri(6/7/2011)
RR
North Carolina(5/7/2021)
RR
Ohio(3/16/2018)
RR
Tennessee(1/15/2021)
IAR
Texas(10/16/2018)
RR
Texas(6/8/2023)
RR
Virginia(3/25/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Company Information
SPC
CRD#: 110692Jackson, MI 49203TRUST BUT VERIFY
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