JN
Jason M. Nowitzki
HIGHPOINT PLANNING PARTNERS
Hoffman Estates, IL 60169
Some features on this profile are disabled
CRD#: 4051409
JN
Professional summary
Jason Michael Nowitzki is a registered financial advisor currently at HIGHPOINT PLANNING PARTNERS located in Hoffman Estates, Illinois and LPL FINANCIAL LLC located in Hoffman Estates, Illinois.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jason has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 12/17/13: Highpoint Planning Partners - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (2) 5/1/14: LEADERS PARTNERS, INC. - Non-Variable Insurance - INV REL - At Reported Business Location(s) - 20% Time Spent - Placing insurance business through Leader's Partners, Inc. (3) 8/8/14: Highpoint Advisor Group, LLC - Reg Inv Adv DBA - DBA: Highpoint Planning Partners - INV REL - At Reported Business Location(s) - IAR (4) 8/8/14: Highpoint Advisor Group, LLC - Reg Inv Adv Hybrid - INV REL - At Reported Business Location(s) - IAR (5) 11/11/14: MIDLAND NATIONAL LIFE - Non-Variable Insurance - INV REL - 2001 Butterfield Rd Ste 1000, Downers Grove, IL 60515 (might use them for my clients as well) / My College Planning Team, 1755 S Naperville Rd Ste 1000, Wheaton IL 60189 - Started 11/15/2014 - 4 Hr/Mo; 4 Hours During Securities Trading (6) 12/5/14: DISABILITY INSURANCE SERVICES - Non-Variable Insurance - INV REL - 4444 ZION AVE, SAN DIEGO, CA 92120 - Started 11/24/14 - 10 Hr/Mo; 3 Hours During Securities Trading (7) 8/3/16: Jason Nowitzki Photography - Business Owner - NOT INV REL - 317 N Lincoln Ave, Carpentersville, IL 60110 - Started 8/11/16 - 4 Hr/Mo; 0 Hours During Securities Trading (8) 9/24/18 - No Business Name - Inv Rel - At Reported Business Location(s) - Non-Variable Insurance - Start Date:9/10/18 - 1 Hours Per Mo/0 Hours During Trading - fixed insurance. (9) 4/27/21 - MIDWEST INSURANCE BROKERAGE LTD - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 4/30/21 - 2 Hours Per Mo/2 Hours During Securities Trading. (10) 10/29/21 - Norwex - Not Inv Rel - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 11/01/21 - 1 Hour Per Month/0 Hours During Securities Trading - Party Sales-Distributor. (11) 05/07/2024 - No Business Name - Non-Inv Related - Chicago, IL - Outside/W-2 Employment - Lyft and Uber driver - Started: 4/10/2024 - 20 Hrs/Mo; 0 Hrs During Trading. (12) 06/12/2024 - PROFESSIONAL WEALTH ADVISORS, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/23/2024 - 20 Hours Per Month/ During Trading (13) 06/12/2024 - PWA LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/23/2024 - 20 Hours Per Month/ During Trading (14) 11/27/2024 - JOHN COYNE'S EXTREME KARAOKE - Other - DJ/Karaoke KJ - Not Investment Related - Various bars in the Northwest Chicago Suburbs - Start Date 11/21/2024 - 3 Hours per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Jason Michael Nowitzki's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2021 - Present
HIGHPOINT PLANNING PARTNERS
Office #1: 2800 W. Higgins Road Suite 100, Hoffman Estates, IL 60169RIA
CRD#: 316636
Hoffman Estates, IL
Current
December 17, 2013 - Present
LPL FINANCIAL LLC
Office #1: 2800 W. Higgins Road, Ste 100, Hoffman Estates, IL 60169RIA
BD
CRD#: 6413
Hoffman Estates, IL
Past
December 20, 2013 - December 31, 2021
HIGHPOINT PLANNING PARTNERS
RIA
CRD#: 163768
Carpentersville, IL
Past
November 2, 2001 - December 26, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ROSELLE, IL
Past
October 24, 2001 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 24, 2001 - December 26, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ROSELLE, IL
Past
December 23, 1999 - March 13, 2001
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
December 23, 1999 - March 13, 2001
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HP
HIGHPOINT PLANNING PARTNERS
ASPIRE DIVORCE SOLUTIONS, LLC | VERTEX PLANNING PARTNERS, LLC | VANTAGE FINANCIAL | VANDERVOORN & ASSOC | TWG WEALTH PLANNING | TWG BENEFITS | TOMORROW'S WEALTH PLANNING | THE ASSOCIATES GROUP | STONEBRIDGE WEALTH ADVISORS | SHAMROCK FINANCIAL PLANNING | SANSONE & ASSOCIATES, P.C. | SAFE HARBOR RETIREMENT CONSULTANTS, LLC | SA PIGGUSH BUSINESS & RETIREMENT PLANNING | RSM FINANCIAL SOLUTIONS | ROUND HILL WEALTH MANAGEMENT | ROGER J. ENSMINGER & ASSOCIATES | R. KNAPP FINANCIAL INC | PROFESSIONAL WEALTH ADVISORS LLC | PARTNERS ADVISORS LTD. | ONPATH FINANCIAL, LLC | MIKE LYNCH, INC. | MIDWEST FAMILY WEALTH MANAGEMENT | MCCABE FINANCIAL GROUP | LPL FINANCIAL | LLOYD WEALTH ADVISORS | KENNEDY FINANCIAL GROUP | KELLER PETERSON WEALTH ADVISORS, LLC | KEITH E. MURPHY | J. KAHN & ASSOCIATES LLC | INTRINSIC WEALTH MANAGEMENT | INDIGO WEALTH ADVISORS | HIGHPOINT PLANNING PARTNERS | HIGHPOINT ADVISOR GROUP, LLC | HIGHPOINT ADVISOR GROUP | G/R WEALTH MANAGEMENT GROUP LLC | FRICK INVESTMENT GROUP | FINANCIAL PLANNING FOR GENERATION X | EQUILIBRIUM WEALTH MANAGEMENT | ELEVATION WEALTH MANAGEMENT | EINSPAR FAMILY FINANCIAL | EBERLIN FINANCIAL SERVICES | DOAK FINANCIAL, LLC | CORE WEALTH PLANNING | CHASE ENTERPRISES FINANCIAL | CB3 FINANCIAL GROUP INC. | BLACK DIAMOND PLANNERS | BENEFIT PARTNERS FINANCIAL GROUP | ASPIRE PLANNING GROUP LLC
CRD#: 316636 / SEC#: 801-122583
RIA
Registered Investment Advisory firm - (10/29/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/2/2025)
RR
Arizona(9/16/2024)
RR
California(12/20/2024)
RR
Colorado(8/15/2017)
RR
Florida(9/17/2015)
RR
Illinois(12/17/2013)
IAR
Illinois(12/8/2021)
RR
Indiana(1/8/2014)
RR
Kansas(12/18/2024)
RR
Kentucky(1/6/2014)
RR
Michigan(12/20/2024)
RR
North Carolina(9/19/2024)
RR
Ohio(7/16/2018)
RR
Texas(1/8/2014)
RR
Washington(9/16/2024)
RR
Wisconsin(12/17/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HP
HIGHPOINT PLANNING PARTNERS
ASPIRE DIVORCE SOLUTIONS, LLC | VERTEX PLANNING PARTNERS, LLC | VANTAGE FINANCIAL | VANDERVOORN & ASSOC | TWG WEALTH PLANNING | TWG BENEFITS | TOMORROW'S WEALTH PLANNING | THE ASSOCIATES GROUP | STONEBRIDGE WEALTH ADVISORS | SHAMROCK FINANCIAL PLANNING | SANSONE & ASSOCIATES, P.C. | SAFE HARBOR RETIREMENT CONSULTANTS, LLC | SA PIGGUSH BUSINESS & RETIREMENT PLANNING | RSM FINANCIAL SOLUTIONS | ROUND HILL WEALTH MANAGEMENT | ROGER J. ENSMINGER & ASSOCIATES | R. KNAPP FINANCIAL INC | PROFESSIONAL WEALTH ADVISORS LLC | PARTNERS ADVISORS LTD. | ONPATH FINANCIAL, LLC | MIKE LYNCH, INC. | MIDWEST FAMILY WEALTH MANAGEMENT | MCCABE FINANCIAL GROUP | LPL FINANCIAL | LLOYD WEALTH ADVISORS | KENNEDY FINANCIAL GROUP | KELLER PETERSON WEALTH ADVISORS, LLC | KEITH E. MURPHY | J. KAHN & ASSOCIATES LLC | INTRINSIC WEALTH MANAGEMENT | INDIGO WEALTH ADVISORS | HIGHPOINT PLANNING PARTNERS | HIGHPOINT ADVISOR GROUP, LLC | HIGHPOINT ADVISOR GROUP | G/R WEALTH MANAGEMENT GROUP LLC | FRICK INVESTMENT GROUP | FINANCIAL PLANNING FOR GENERATION X | EQUILIBRIUM WEALTH MANAGEMENT | ELEVATION WEALTH MANAGEMENT | EINSPAR FAMILY FINANCIAL | EBERLIN FINANCIAL SERVICES | DOAK FINANCIAL, LLC | CORE WEALTH PLANNING | CHASE ENTERPRISES FINANCIAL | CB3 FINANCIAL GROUP INC. | BLACK DIAMOND PLANNERS | BENEFIT PARTNERS FINANCIAL GROUP | ASPIRE PLANNING GROUP LLC
CRD#: 316636 / SEC#: 801-122583
RIA
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Contact information
Main Address
2651 Warrenville Road Suite 200, Downers Grove, IL 60515
Mailing Address
Phone number
(630) 719-9222
Established
Firm type
Fiscal year end
# of Employees
104
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,813 |
| AUM (Assets Under Management) | $ 3,999,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
