RC
Robert J. Christiansen
CETERA INVESTMENT ADVISERS LLC
CONCORD, CA 94520
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CRD#: 4051344
RC
Professional summary
Robert Joseph Christiansen is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Concord, California and CETERA WEALTH SERVICES, LLC located in Sparks, Nevada.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE - ANNUITIES (VARIOUS COMPANIES)
2) NAME OF OTHER BUSINESS: DBA - AMERICAN RIVER WEALTH MANAGEMENT
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED
NATURE OF BUSINESS: FINANCIAL SERVICES
START DATE: 01/19/2016
POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: ACTIVE REPRESENTATIVE ON ADVISORY, BROKERAGE, AND DIRECT BUSINESS INVESTMENT ACCOUNTS ;
3) NAME OF OTHER BUSINESS: RJC FINANCIAL SERVICES, INC ;
INVESTMENT RELATED: YES ;
ADDRESS: SAME AS REGISTERED LOCATION ;
NATURE OF BUSINESS: S-CORP ;
POSITION/TITLE/RELATIONSHIP: OWNER ;
START DATE: 05/2018 ;
APX NUMBER OF HOURS PER WEEK: 0 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 0 ;
BRIEF DESCRIPTION OF DUTIES: S-CORP PASS THROUGH ENTITY ;
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joseph Christiansen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1390 Willow Pass Rd Ste 900, Concord, CA 94520Office #2: 1301 N Mccarran Ste 102, Sparks, NV 89431Office #3: 3100 Zinfandel Dr Ste 255, Rancho Cordova, CA 95670Office #5: 7844 Madison Ave Ste 150, Fair Oaks, CA 95628RIA
CRD#: 105644
CONCORD, CA
Current
August 13, 2008 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1301 N Mccarran Ste 102, Sparks, NV 89431Office #2: 1390 Willow Pass Rd Ste 900, Concord, CA 94520Office #3: 7844 Madison Ave Ste 106, Fair Oaks, CA 95628Office #4: 3100 Zinfandel Dr Ste 255, Rancho Cordova, CA 95670BD
CRD#: 13572
Sparks, NV
Past
August 13, 2008 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Fair Oaks, CA
Past
May 15, 2003 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
RIA
CRD#: 14068
CITRUS HEIGHTS, CA
Past
May 15, 2003 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
BD
CRD#: 14068
CITRUS HEIGHTS, CA
Past
October 29, 2002 - May 9, 2003
E*TRADE ADVISORY SERVICES, INC.
RIA
CRD#: 111178
RANCHO CORDOVA, CA
Past
August 24, 2001 - May 9, 2003
E*TRADE SECURITIES LLC
BD
CRD#: 29106
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/26/2018)
RR
Arizona(3/9/2015)
RR
Arkansas(3/21/2019)
RR
California(8/13/2008)
IAR
California(6/29/2023)
RR
Colorado(3/24/2017)
RR
Florida(6/28/2016)
RR
Georgia(10/16/2018)
RR
Hawaii(8/19/2020)
RR
Idaho(3/6/2015)
RR
Indiana(11/5/2015)
RR
Kentucky(1/5/2021)
RR
Michigan(8/18/2021)
RR
Nevada(7/22/2015)
IAR
Nevada(6/29/2023)
RR
North Carolina(1/29/2018)
RR
Ohio(4/22/2019)
RR
Oklahoma(1/3/2012)
RR
Oregon(7/15/2013)
RR
Pennsylvania(9/14/2016)
RR
South Carolina(10/11/2022)
RR
Tennessee(4/25/2016)
RR
Texas(11/6/2018)
IAR
Texas(6/29/2023)
RR
Utah(12/9/2020)
RR
Vermont(1/24/2023)
RR
Washington(3/18/2011)
RR
Wisconsin(9/29/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Concord, CA 94520TRUST BUT VERIFY
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