Ajaykumar P. Kasargod
Professional summary
Ajaykumar P Kasargod, who also goes by Ajay Kasargod, Ajaykumar Rao Kasargod, is a registered financial professional currently at CRAIG-HALLUM CAPITAL GROUP LLC located in Minneapolis, Minnesota.
Ajaykumar is registered as a RR (Registered Representative) and started their career in finance in 2000. Ajaykumar has worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ajaykumar P Kasargod's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2017 - Present
CRAIG-HALLUM CAPITAL GROUP LLC
Office #1: 323 N Washington Ave Suite 300, Minneapolis, MN 55401October 26, 2009 - March 23, 2011
MORGAN KEEGAN & COMPANY, LLC
October 4, 2005 - July 10, 2008
PIPER SANDLER & CO.
August 10, 2000 - October 3, 2005
MORGAN KEEGAN & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2017)
Exams
FINRA
Nasdaq Stock Market
Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
CRD#: 121395 / SEC#: , 8-65407
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
