KL
Keith S. Lane-zucker
INGALLS INVESTMENT MANAGEMENT
NEW YORK, NY 10020
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CRD#: 4050531
KL
Keith Simon Lane-zuckerINGALLS INVESTMENT MANAGEMENT
Professional summary
Keith Simon Lane-zucker is a registered financial advisor currently at INGALLS INVESTMENT MANAGEMENT, LLC located in New York, New York and INGALLS & SNYDER, LLC located in New York, New York.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Keith has worked at 2 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CO-TRUSTEE FOR ONE FAMILY TRUST. INVESTMENT-RELATED, TRUST STARTED JAN-2014, AND AS TRUSTEE DEVOTE LESS THAN 5 HOURS PER MONTH TO TRUST. SERVING AS EXECUTOR OF HIS MOTHER'S ESTATE.
Old Cedar, LLC - Not investment related. LLC created by rep to hold personal residential real estate holdings. Dedicate less than 10 hours per month during non-trading hours. LLC created in March of 2015.
Old Maple, LLC - Not investment related. LLC created by rep to hold personal real estate holdings. Dedicate less than 10 hours per month during non-trading hours. LLC created in April of 2019.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Simon Lane-zucker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2026 - Present
INGALLS INVESTMENT MANAGEMENT, LLC
Office #1: 1 Rockefeller Plaza 7th Floor, New York, NY 10020RIA
CRD#: 343369
NEW YORK, NY
Current
November 18, 1999 - Present
INGALLS & SNYDER, LLC
Office #1: 1 Rockefeller Plaza 7th Floor, New York, NY 10020RIA
BD
CRD#: 2288
NEW YORK, NY
Past
July 8, 2021 - August 10, 2026
INGALLS & SNYDER, LLC
RIA
CRD#: 2288
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
II
INGALLS INVESTMENT MANAGEMENT, LLC
2X WEALTH GROUP | STEWART ASSET MANAGEMENT TEAM | NOBSKA CAPITAL MANAGEMENT | INGALLS INVESTMENT MANAGEMENT, LLC | FUNDAMENTAL EQUITY ADVISORS | BRIDGEHAMPTON GROUP | 6TH AVENUE TEAM
CRD#: 343369 / SEC#: 801-5016
RIA
Registered Investment Advisory firm - (8/21/1968 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/20/2012)
RR
Arizona(5/27/2004)
RR
California(3/3/2008)
RR
Colorado(10/15/2001)
RR
Connecticut(5/23/2000)
RR
Delaware(4/6/2010)
RR
District of Columbia(4/6/2010)
RR
Florida(1/20/2012)
RR
Georgia(9/18/2006)
RR
Hawaii(1/20/2012)
RR
Illinois(9/9/2003)
RR
Indiana(10/21/2022)
RR
Iowa(12/12/2022)
RR
Louisiana(9/24/2020)
RR
Maine(1/20/2012)
RR
Maryland(1/20/2012)
RR
Massachusetts(5/23/2000)
RR
Michigan(9/19/2021)
RR
Minnesota(3/1/2001)
RR
New Hampshire(9/24/2020)
RR
New Jersey(10/15/2001)
RR
New York(5/23/2000)
IAR
New York(8/10/2026)
RR
North Carolina(1/20/2012)
RR
North Dakota(9/28/2015)
RR
Ohio(1/3/2005)
RR
Oregon(2/9/2001)
RR
Pennsylvania(1/20/2012)
RR
Rhode Island(10/17/2012)
RR
South Carolina(1/20/2012)
RR
South Dakota(11/29/2013)
RR
Texas(1/20/2012)
RR
Utah(9/24/2020)
RR
Vermont(5/23/2000)
RR
Virginia(2/5/2013)
RR
Washington(2/24/2000)
RR
West Virginia(1/20/2012)
RR
Wisconsin(9/24/2020)
RR
Wyoming(9/24/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
II
INGALLS INVESTMENT MANAGEMENT, LLC
2X WEALTH GROUP | STEWART ASSET MANAGEMENT TEAM | NOBSKA CAPITAL MANAGEMENT | INGALLS INVESTMENT MANAGEMENT, LLC | FUNDAMENTAL EQUITY ADVISORS | BRIDGEHAMPTON GROUP | 6TH AVENUE TEAM
CRD#: 343369 / SEC#: 801-5016
RIA
Registered Investment Advisory firm - (8/21/1968 Approved)Loading...
Contact information
Main Address
1 Rockefeller Plaza 7th Floor, New York, NY 10020
Mailing Address
Phone number
(212) 269-7800
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,453 |
| AUM (Assets Under Management) | $ 7,826,602,578 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
