Per E. Ostlund
Professional summary
Per Erik Ostlund is a registered financial professional currently at CRAIG-HALLUM CAPITAL GROUP LLC located in Minneapolis, Minnesota.
Per is registered as a RR (Registered Representative) and started their career in finance in 2000. Per has worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Per Erik Ostlund's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2013 - Present
CRAIG-HALLUM CAPITAL GROUP LLC
Office #1: 323 N Washington Ave Suite 300, Minneapolis, MN 55401Office #2: 323 N Washington Ave Suite 300, Minneapolis, MN 55401October 19, 2007 - December 15, 2011
JEFFERIES LLC
November 13, 2006 - February 15, 2007
RYAN BECK & CO.
January 1, 2001 - November 1, 2001
MILLER JOHNSON STEICHEN KINNARD, INC.
March 6, 2000 - January 1, 2001
JOHN G. KINNARD AND COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/6/2013)
Exams
FINRA
Nasdaq Stock Market
Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
CRD#: 121395 / SEC#: , 8-65407
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
