Damon M. Zahlmann

MSH CAPITAL ADVISORS LLC

Scottsdale, AZ 85255-7153

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CRD#: 4050354

Professional summary

Damon Marshall Zahlmann, who also goes by Damon M Zahlmann, is a registered financial advisor currently at MSH CAPITAL ADVISORS LLC located in Scottsdale, Arizona and M. S. HOWELLS & CO. located in Scottsdale, Arizona.

Damon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Damon has worked at 13 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Damon M Zahlmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. M.S. Insentra; Investment-Related- Yes; 23350 N. Pima Rd Scottsdale, AZ 85255; Nature- Insurance; Position/Title- Insurance Agent, Wealth Manager; Start date- 9.27.23; 10 hours per month; 5 hours per month during trading hours; Description- Life Insurance, Fixed Indexed Annuities 2. M.S.H. Capital Advisors DBA Summit Wealth Advisors; Investment-Related- Yes; 23350 N. Pima Rd Scottsdale, AZ 85255; Nature- Wealth Management; Position/Title- Co-Founder; Start date- 9.27.23; 120 hours per month; 100 hours per month during trading hours; Description- Securities, Financial Planning 3. M.S. Howells & Co.; Investment-related- Yes; 23350 N. Pima Rd Scottsdale, AZ 85255; Position/Title- WealthManager; Start date- 9.27.23; 80 hours per month; 60 hours per month during trading hours; Description- Represent clients in the trading of securities and certain other investment products 4. Summit Wealth Advisors; Investment-Related- Yes; 23350 N. Pima Rd. Scottsdale, AZ 85255; Nature- Wealth Management; Position/Title- Co-Founder; Start date- 11/2014; 120 hours per month; 100 hours per month during trading hours; Description- Securities, Financial Planning

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Damon Marshall Zahlmann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2023 - Present

MSH CAPITAL ADVISORS LLC

Office #1: 23350 N Pima Road, Scottsdale, AZ 85255-7153

RIA

CRD#: 157835

Scottsdale, AZ

Current

September 28, 2023 - Present

M. S. HOWELLS & CO.

Office #1: 23350 N. Pima Rd., Scottsdale, AZ 85255

CRD#: 104100

Scottsdale, AZ

Past

August 28, 2017 - October 5, 2023

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

Peoria, AZ

Past

October 24, 2016 - September 27, 2023

CLARUS WEALTH ADVISORS, LLC

RIA

CRD#: 281160

PEORIA, AZ

Past

November 18, 2014 - August 30, 2017

WFG ADVISORS, LP

RIA

CRD#: 125073

PEORIA, AZ

Past

October 31, 2014 - August 30, 2017

WFG INVESTMENTS, INC.

CRD#: 22704

PEORIA, AZ

Past

August 19, 2013 - October 31, 2014

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SCOTTSDALE, AZ

Past

August 15, 2013 - October 31, 2014

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SCOTTSDALE, AZ

Past

October 13, 2010 - August 20, 2013

OSAIC SERVICES, INC.

RIA

CRD#: 133763

TEMPE, AZ

Past

September 28, 2006 - November 29, 2010

RG ADVISOR GROUP

RIA

CRD#: 135696

SCOTTSDALE, AZ

Past

April 3, 2006 - August 20, 2013

OSAIC SERVICES, INC.

CRD#: 133763

TEMPE, AZ

Past

September 18, 2002 - March 27, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 18, 2002 - April 4, 2006

OSAIC FA, INC.

CRD#: 3978

PHOENIX, AZ

Past

February 14, 2002 - August 30, 2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

May 15, 2000 - December 7, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MSH CAPITAL ADVISORS LLC

CRD#: 157835 / SEC#: 801-108933

RIA

Registered Investment Advisory firm - (1/13/2017 Approved)

Arizona

Registered Investment Advisory firm - (2/27/2018 Terminated)

California

Registered Investment Advisory firm - (3/29/2018 Terminated)

Maryland

Registered Investment Advisory firm - (1/12/2017 Terminated)

New York

Registered Investment Advisory firm - (2/27/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/28/2023)

IAR

Arizona
(10/6/2023)

California
(9/28/2023)

Iowa
(9/28/2023)

Michigan
(9/28/2023)

Nevada
(9/28/2023)

New Mexico
(9/28/2023)

New York
(9/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/3/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/2000

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MSH CAPITAL ADVISORS LLC

CRD#: 157835 / SEC#: 801-108933

RIA

Registered Investment Advisory firm - (1/13/2017 Approved)

Arizona

Registered Investment Advisory firm - (2/27/2018 Terminated)

California

Registered Investment Advisory firm - (3/29/2018 Terminated)

Maryland

Registered Investment Advisory firm - (1/12/2017 Terminated)

New York

Registered Investment Advisory firm - (2/27/2018 Terminated)

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Contact information

Main Address

23350 N Pima Road, Scottsdale, AZ 85255-7153

Mailing Address

Phone number

(480) 563-2021

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MSH CAPITAL ADVISORS LLC DISCLOSURE BROCHURE APRIL 2025 (4/23/2025)

MSH CAPITAL ADVISORS LLC WRAP FEE BROCHURE APRIL 2025 (4/23/2025)

Regulatory assets under management

Total Number of Accounts	2,077
AUM (Assets Under Management)	$ 1,094,329,678

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Damon M. Zahlmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Damon Marshall Zahlmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

CROWN CAPITAL SECURITIES, L.P.

CLARUS WEALTH ADVISORS, LLC

WFG ADVISORS, LP

WFG INVESTMENTS, INC.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

OSAIC SERVICES, INC.

RG ADVISOR GROUP

OSAIC SERVICES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MSH CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2006

Series 66

Date: 6/3/2000

SIE

Date: 10/1/2018

Series 7

Date: 5/13/2000

FINRA

Current Firm

MSH CAPITAL ADVISORS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MSH CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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