Elisabeth M. Dawson-scherbaum

COPIA WEALTH MANAGEMENT ADVISORS

San Diego, CA 92108

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CRD#: 4049505

Professional summary

Elisabeth Marie Dawson-scherbaum, who also goes by Elisabeth Marie Dawson, Elisabeth Dawson, Liz Dawson, Elisabeth Marie Dawson-scherbaum, Elisabeth Marie Sanders, is a registered financial advisor currently at COPIA WEALTH MANAGEMENT ADVISORS, INC. located in San Diego, California.

Elisabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Elisabeth has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elisabeth Marie Dawson | Elisabeth Dawson | Liz Dawson | Elisabeth Marie Dawson-Scherbaum | Elisabeth Marie Sanders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ENTITY: DAWSON INSURANCE AND FINANCIAL SERVICES, INC., DBA COPIA WEALTH MANAGEMENT & INSURANCE SERVICES; NATURE: CONSULTING FOR COPIA WEALTH MANAGEMENT PROCESS COACHING, COLLEGE PLANNING THROUGH COLLEGE PLANNING RELIEF, FIXED LIFE INSURANCE/ANNUITY/DISABILITY SALES; LOCATION: 3636 CAMINO DEL RIO NORTH, STE 102, SAN DIEGO, CA 92108;NON-INVESTMENT RELATED; POSITION: PRESIDENT/CEO; HOURS: 200 HRS/MO OR 85% OF TIME SPENT. COACHING & CONSULTING "COACHING AGREEMENT" FOR INDIVIDUALS, APPROX 40 HOUR PER MONTH MEDAGLIA, LLC, LLC OWNED FOR OFFICE BUILDING. APPROX O HOURS PER MONTH TREASURER ON HOA BOARD FOR OFFICE BUILDING, NO COMPENSATION PAID, APPROX 10 HRS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elisabeth Marie Dawson-scherbaum's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2017 - Present

COPIA WEALTH MANAGEMENT ADVISORS, INC.

Office #1: 2333 Camino Del Rio South, Suite 240, San Diego, CA 92108

RIA

CRD#: 288286

San Diego, CA

Past

February 22, 2017 - April 3, 2017

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

San Diego, CA

Past

March 7, 2012 - December 31, 2013

GRADIENT SECURITIES, LLC

CRD#: 127701

SAN DIEGO, CA

Past

November 19, 2008 - September 20, 2011

KOVACK SECURITIES INC.

CRD#: 44848

SAN DIEGO, CA

Past

September 10, 2003 - October 1, 2008

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

SAN DIEGO, CA

Past

July 31, 2000 - September 5, 2003

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

November 1, 1999 - August 16, 2000

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 1, 1999 - August 16, 2000

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/26/2017)

IAR

Florida
(8/20/2020)

IAR

Louisiana
(9/11/2018)

IAR

Texas
(5/18/2018)

IAR

Wisconsin
(11/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/11/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/29/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COPIA WEALTH MANAGEMENT ADVISORS, INC.

COPIA WEALTH MANAGEMENT & INSURANCE SERVICES | DAWSON INSURANCE & FINANCIAL SERVICES, INC. D/B/A COPIA WEALTH MANAGEMENT & INSURANCE SERVICES, INC. | DAWSON INSURANCE & FINANCIAL SERVICES, INC. | COPIA WEALTH MANAGEMENT ADVISORS, INC.

CRD#: 288286 / SEC#:

California

Registered Investment Advisory firm - (6/26/2017 Approved)

Florida

Registered Investment Advisory firm - (8/20/2020 Approved)

Louisiana

Registered Investment Advisory firm - (9/10/2018 Approved)

Texas

Registered Investment Advisory firm - (5/18/2018 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (11/16/2022 Approved)

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Contact information

Main Address

2333 Camino Del Rio South, Suite 240, San Diego, CA 92108

Mailing Address

Phone number

(619) 640-2622

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 8,711,338

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Elisabeth M. Dawson-scherbaum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elisabeth Marie Dawson-scherbaum's CRS (Customer Relationship Summary).

Certified licenses

Experience

COPIA WEALTH MANAGEMENT ADVISORS, INC.

REGAL INVESTMENT ADVISORS LLC

GRADIENT SECURITIES, LLC

KOVACK SECURITIES INC.

THE O.N. EQUITY SALES COMPANY

PARK AVENUE SECURITIES LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2017

Series 63

Date: 1/11/2000

Series 6

Date: 10/29/1999

Current Firm

COPIA WEALTH MANAGEMENT ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COPIA WEALTH MANAGEMENT ADVISORS, INC.

TRUST BUT VERIFY

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