Shane Moran

NEW EDGE WEALTH

New Albany, OH 43054

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CRD#: 4049171

Professional summary

Shane Moran, who also goes by Shane Michael Moran, is a registered financial advisor currently at NEW EDGE WEALTH located in New Albany, Ohio.

Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Shane has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Shane Michael Moran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Illumio-privately held, cloud-based cyber security company - investment related - investor - 920 De Guigne Drive, Sunnyvale, CA 94085 - investor Addepar - privately held, cloud-based company that offers an integrated financial software platform - investment related - 335 Madison Ave #1430, New York, NY - Investor * 384170 - Lance A White, LLC; Investment related Yes; New Albany, Ohio; Investment/Finance/Banking; Partner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2015; During business hours: 2; After business hours: 0; Investment Decisions/Advice *384169 - Blue Horseshoe Partners, LLC; Investment related Yes; New Albany, OH; Investment/Finance/Banking, Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); Feb 2014; During business hours: 0; After business hours: 4; Investment Decisions/Advice, Accounting/Bookkeeping

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Moran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2026 - Present

NEW EDGE WEALTH

Office #1: 25 Ealy Crossing N , New Albany, OH 43054

RIA

CRD#: 307771

New Albany, OH

Past

October 30, 2019 - July 21, 2026

MORGAN STANLEY

RIA

CRD#: 149777

New Albany, OH

Past

October 30, 2019 - July 21, 2026

MORGAN STANLEY

CRD#: 149777

New Albany, OH

Past

September 19, 2008 - October 16, 2019

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW ALBANY, OH

Past

September 19, 2008 - October 16, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW ALBANY, OH

Past

April 2, 2007 - September 22, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

COLUMBUS, OH

Past

April 2, 2007 - September 22, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

COLUMBUS, OH

Past

May 7, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

COLUMBUS, OH

Past

March 31, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

COLUMBUS, OH

Past

December 7, 1999 - March 24, 2003

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW EDGE WEALTH

NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC

CRD#: 307771 / SEC#: 801-118291

RIA

Registered Investment Advisory firm - (3/25/2020 Approved)

Maryland

Registered Investment Advisory firm - (2/28/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (2/25/2020 Terminated)

South Dakota

Registered Investment Advisory firm - (2/24/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/24/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/2/2026)

IAR

Texas
(7/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/30/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/8/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/30/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/3/1999

General Securities Representative Examination

Current Firm

NEW EDGE WEALTH

NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEWEDGE FAMILY OFFICE | NEW EDGE WEALTH LLC

CRD#: 307771 / SEC#: 801-118291

RIA

Registered Investment Advisory firm - (3/25/2020 Approved)

Maryland

Registered Investment Advisory firm - (2/28/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (2/25/2020 Terminated)

South Dakota

Registered Investment Advisory firm - (2/24/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/24/2020 Terminated)

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Contact information

Main Address

2200 Atlantic Street Suite 200, Stamford, CT 06902

Mailing Address

Phone number

(203) 424-2262

Established

Firm type

Fiscal year end

# of Employees

152

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEWEDGE WEALTH LLC WRAP FEE PROGRAM BROCHURE (11/14/2025)

NEWEDGE WEALTH FORM ADV PART 2A FIRM BROCHURE (11/14/2025)

Regulatory assets under management

Total Number of Accounts	14,680
AUM (Assets Under Management)	$ 12,064,984,416

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/19/2025	Cover Page	Report
01/27/2025	Cover Page	Report
12/22/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shane Moran

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Moran's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

THE HUNTINGTON INVESTMENT COMPANY

Primary Firm SEC Registration

NEW EDGE WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 4/30/2004

Series 63

Date: 11/8/2001

SIE

Date: 10/1/2018

Series 31

Date: 7/30/2003

Series 7

Date: 12/3/1999

Current Firm

NEW EDGE WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NEW EDGE WEALTH

TRUST BUT VERIFY

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