Michael J. Enriquez
Professional summary
Michael Justin Enriquez is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Austin, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 57TO, Series 79TO, SIE, Series 87, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Justin Enriquez's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2009 - Present
NATALLIANCE SECURITIES, LLC
Office #1: 3101 Bee Cave Rd Suite 270, Austin, TX 78746Office #2: 4201 Congress St, Ste 375, Charlotte, NC 28209July 12, 2006 - March 10, 2009
TEJAS SECURITIES GROUP, INC.
August 12, 2003 - July 14, 2006
CHOICE INVESTMENTS, INC.
June 11, 2002 - March 17, 2003
RBC CAPITAL MARKETS, LLC
December 7, 1999 - March 17, 2003
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2020)
(4/1/2020)
(4/24/2009)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 10/6/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
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